0001702744-22-000032.txt : 20220420 0001702744-22-000032.hdr.sgml : 20220420 20220420163332 ACCESSION NUMBER: 0001702744-22-000032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220419 FILED AS OF DATE: 20220420 DATE AS OF CHANGE: 20220420 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCALZO JOSEPH CENTRAL INDEX KEY: 0001203096 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38115 FILM NUMBER: 22838530 MAIL ADDRESS: STREET 1: 1225 17TH STREET STREET 2: SUITE 1000 CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Simply Good Foods Co CENTRAL INDEX KEY: 0001702744 STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000] IRS NUMBER: 821038121 FISCAL YEAR END: 0827 BUSINESS ADDRESS: STREET 1: 1225 17TH STREET STREET 2: SUITE 1000 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-633-2840 MAIL ADDRESS: STREET 1: 1225 17TH STREET STREET 2: SUITE 1000 CITY: DENVER STATE: CO ZIP: 80202 4 1 wf-form4_165048679081838.xml FORM 4 X0306 4 2022-04-19 0 0001702744 Simply Good Foods Co SMPL 0001203096 SCALZO JOSEPH 1225 17TH STREET, SUITE 1000 DENVER CO 80202 1 1 0 0 CEO and President Common Stock 2022-04-19 4 M 0 100000 12 A 145555 D Common Stock 2022-04-19 4 S 0 100000 44.6885 D 45555 D Options to Purchase Common Stock 12.0 2022-04-19 4 M 0 100000 12 D 2027-07-14 Common Stock 100000.0 1000000 D The shares reported were acquired by the Reporting Person from exercising a stock option pursuant to Rule 10b5-1 Trading Plan. The purchase and sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on 8/16/2021. This transaction was effective pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/16/2021. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.50 to $45.03, inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The stock options vested in three substantially equal annual installments beginning on July 14, 2018. As a result, these stock options are fully vested. /s/ Timothy R. Kraft, as Attorney-in-Fact for Joseph E. Scalzo 2022-04-20