0001144204-16-129201.txt : 20161024
0001144204-16-129201.hdr.sgml : 20161024
20161024164940
ACCESSION NUMBER: 0001144204-16-129201
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161020
FILED AS OF DATE: 20161024
DATE AS OF CHANGE: 20161024
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARINUS PHARMACEUTICALS INC
CENTRAL INDEX KEY: 0001267813
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 170 N RADNOR CHESTER RD
STREET 2: SUITE 250
CITY: RADNOR
STATE: PA
ZIP: 19087
BUSINESS PHONE: 484-801-4670
MAIL ADDRESS:
STREET 1: 170 N RADNOR CHESTER RD
STREET 2: SUITE 250
CITY: RADNOR
STATE: PA
ZIP: 19087
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: POWELL MICHAEL
CENTRAL INDEX KEY: 0001202793
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36576
FILM NUMBER: 161948537
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD, 4-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HEALY JAMES
CENTRAL INDEX KEY: 0001245624
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36576
FILM NUMBER: 161948539
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD, 4-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Buatois Eric
CENTRAL INDEX KEY: 0001362314
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36576
FILM NUMBER: 161948540
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD, 4-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sofinnova Management VI, L.L.C.
CENTRAL INDEX KEY: 0001397188
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36576
FILM NUMBER: 161948541
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD, 4-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-681-8420
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD, 4-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sofinnova Venture Partners VI GmbH & Co. KG
CENTRAL INDEX KEY: 0001397189
STATE OF INCORPORATION: 2M
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36576
FILM NUMBER: 161948543
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD, 4-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: (650) 681-8420
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD, 4-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mehra Anand
CENTRAL INDEX KEY: 0001590102
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36576
FILM NUMBER: 161948545
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD, 4-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Azan Alain
CENTRAL INDEX KEY: 0001294340
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36576
FILM NUMBER: 161948538
MAIL ADDRESS:
STREET 1: 2800 SAND HILL ROAD
STREET 2: SUITE 150
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sofinnova Venture Affiliates VI LP
CENTRAL INDEX KEY: 0001312272
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36576
FILM NUMBER: 161948542
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD, 4-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: (650) 681-8420
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD, 4-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SOFINNOVA VENTURE PARTNERS VI L P
CENTRAL INDEX KEY: 0001211465
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36576
FILM NUMBER: 161948544
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD, 4-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-681-8420
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD, 4-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
v450997_4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-10-20
1
0001267813
MARINUS PHARMACEUTICALS INC
MRNS
0001590102
Mehra Anand
C/O SOFINNOVA VENTURES
3000 SAND HILL ROAD, 4-250
MENLO PARK
CA
94025
0
0
1
0
0001211465
SOFINNOVA VENTURE PARTNERS VI L P
C/O SOFINNOVA VENTURES
3000 SAND HILL ROAD, 4-250
MENLO PARK
CA
94025
0
0
1
0
0001397189
Sofinnova Venture Partners VI GmbH & Co. KG
C/O SOFINNOVA VENTURES
3000 SAND HILL ROAD, 4-250
MENLO PARK
CA
94025
0
0
1
0
0001312272
Sofinnova Venture Affiliates VI LP
C/O SOFINNOVA VENTURES
3000 SAND HILL ROAD, 4-250
MENLO PARK
CA
94025
0
0
1
0
0001397188
Sofinnova Management VI, L.L.C.
C/O SOFINNOVA VENTURES
3000 SAND HILL ROAD, 4-250
MENLO PARK
CA
94025
0
0
1
0
0001362314
Buatois Eric
C/O SOFINNOVA VENTURES
3000 SAND HILL ROAD, 4-250
MENLO PARK
CA
94025
0
0
1
0
0001245624
HEALY JAMES
C/O SOFINNOVA VENTURES
3000 SAND HILL ROAD, 4-250
MENLO PARK
CA
94025
0
0
1
0
0001294340
Azan Alain
C/O SOFINNOVA VENTURES
3000 SAND HILL ROAD, 4-250
MENLO PARK
CA
94025
0
0
1
0
0001202793
POWELL MICHAEL
C/O SOFINNOVA VENTURES
3000 SAND HILL ROAD, 4-250
MENLO PARK
CA
94025
0
0
1
0
Common Stock
2016-10-20
4
S
0
724788
1.389
D
1134851
I
See footnote
Common Stock
2016-10-20
4
S
0
13367
1.389
D
224845
I
See footnote
Common Stock
2016-10-20
4
S
0
12528
1.389
D
15470
I
See footnote
Shares are held by Sofinnova Venture Partners VI, L.P. ("SVP VI"). Sofinnova Management VI, L.L.C. ("SM VI") is the general partner of SVP VI and James I. Healy ("Healy"), Michael F. Powell ("Powell"), Alain L. Azan ("Azan") and Eric P. Buatois ("Buatois"), the managing members of SM VI, and Anand Mehra ("Mehra"), a former director of the Issuer, may be deemed to share voting and dispositive power over the shares held by such entities.
Shares are held by Sofinnova Venture Partners VI GmbH & Co. KG ("SVP KG"). SM VI is the managing limited partner of SVP KG, and Healy, Powell, Azan and Buatois, the managing members of SM VI, and Mehra, a former director of the Issuer, may be deemed to share voting and dispositive power over the shares held by such entities.
Shares are held by Sofinnova Venture Affiliates VI, L.P. ("SVA VI"). SM VI is the general partner of SVA VI, and Healy, Powell, Azan and Buatois, the managing members of SM VI, and Mehra, a former director of the Issuer, may be deemed to share voting and dispositive power over the shares held by such entities.
/s/ Nathalie Auber, attorney-in-fact for Anand Mehra
2016-10-24
/s/ Nathalie Auber, Attorney-in-Fact for Sofinnova Venture Partners VI, L.P.
2016-10-24
/s/ Nathalie Auber, Attorney-in-Fact for Sofinnova Venture Partners VI GmbH & Co. KG
2016-10-24
/s/ Nathalie Auber, Attorney-in-Fact for Sofinnova Venture Affiliates VI, L.P.
2016-10-24
/s/ Nathalie Auber, Attorney-in-Fact for Sofinnova Management VI, L.L.C.
2016-10-24
/s/ Nathalie Auber, Attorney-in-Fact for Alain Azan
2016-10-24
/s/ Nathalie Auber, Attorney-in-Fact for Eric Buatois
2016-10-24
/s/ Nathalie Auber, Attorney-in-Fact for James Healy
2016-10-24
/s/ Nathalie Auber, Attorney-in-Fact for Michael Powell
2016-10-24