0001127602-18-027626.txt : 20180914
0001127602-18-027626.hdr.sgml : 20180914
20180914162851
ACCESSION NUMBER: 0001127602-18-027626
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180912
FILED AS OF DATE: 20180914
DATE AS OF CHANGE: 20180914
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GORDON MARC D
CENTRAL INDEX KEY: 0001202527
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07657
FILM NUMBER: 181071451
MAIL ADDRESS:
STREET 1: 7075 FLYING CLOUD DRIVE
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN EXPRESS CO
CENTRAL INDEX KEY: 0000004962
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 134922250
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
BUSINESS PHONE: 2126402000
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-09-12
0000004962
AMERICAN EXPRESS CO
AXP
0001202527
GORDON MARC D
200 VESEY STREET, AMERICAN EXPRESS TOWER
NEW YORK
NY
10285-5001
1
Chief Information Officer
Common Stock
2018-09-12
4
M
0
13368
55.97
A
33110.697
D
Common Stock
2018-09-12
4
M
0
12580
59.45
A
45690.697
D
Common Stock
2018-09-12
4
S
0
25948
107.83
D
19742.697
D
Employee Stock Option (Right to Buy)
55.97
2018-09-12
4
M
0
13368
0
D
2013-10-31
2022-10-31
Common Stock
13368
0
D
Employee Stock Option (Right to Buy)
59.45
2018-09-12
4
M
0
12580
0
D
2016-01-29
2023-01-29
Common Stock
12580
0
D
The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise;the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.71 to $107.99. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
Includes shares acquired pursuant to dividend reinvestment.
These options became exercisable in four equal annual installments beginning on the date shown as "Date Exercisable."
These options became exercisable beginning on the date shown as "Date Exercisable."
/s/ Tangela S. Richter, attorney-in-fact
2018-09-14