0000899243-21-004184.txt : 20210202 0000899243-21-004184.hdr.sgml : 20210202 20210202161730 ACCESSION NUMBER: 0000899243-21-004184 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210129 FILED AS OF DATE: 20210202 DATE AS OF CHANGE: 20210202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POLI FRANCIS C CENTRAL INDEX KEY: 0001201881 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32236 FILM NUMBER: 21581675 MAIL ADDRESS: STREET 1: 280 PARK AVENUE, 10TH FLOOR STREET 2: C/O COHEN & STEERS CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COHEN & STEERS, INC. CENTRAL INDEX KEY: 0001284812 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 141904657 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212 832 3232 MAIL ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: COHEN & STEERS INC DATE OF NAME CHANGE: 20040324 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-01-29 0 0001284812 COHEN & STEERS, INC. CNS 0001201881 POLI FRANCIS C 280 PARK AVE, 10TH FLOOR NEW YORK NY 10017 0 1 0 0 GC, Secretary, EVP Common Stock 2021-01-29 4 F 0 8828 68.80 D 55917 D Common Stock 2021-01-29 4 A 0 11043 0.00 A 66960 D Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs. Includes 7,803 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2020 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Also includes 3,240 RSUs granted by the issuer to the reporting person. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs. /s/ Brian Heller, Attorney-in-Fact 2021-02-02