-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GhLo9VFYU0F7ntgw/hGD5Kc4RvLdW0NixsiA6dfGnD54vfG3pDdMh0FaXlvF/uyb bppbVV5X54JcASGyvgE+xg== 0000898432-08-000813.txt : 20080813 0000898432-08-000813.hdr.sgml : 20080813 20080813190643 ACCESSION NUMBER: 0000898432-08-000813 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080811 FILED AS OF DATE: 20080813 DATE AS OF CHANGE: 20080813 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GEOKINETICS INC CENTRAL INDEX KEY: 0000314606 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 941690082 STATE OF INCORPORATION: DE FISCAL YEAR END: 0728 BUSINESS ADDRESS: STREET 1: 1500 CITYWEST BLVD., SUITE 800 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: (713) 850-7600 MAIL ADDRESS: STREET 1: P.O. BOX 421129 CITY: HOUSTON STATE: TX ZIP: 77242 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAPLE LEAF CAPITAL I, LLC CENTRAL INDEX KEY: 0001390026 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33460 FILM NUMBER: 081014972 BUSINESS ADDRESS: STREET 1: 450 LAUREL STREET STREET 2: SUITE 2105 CITY: BATON ROUGE STATE: LA ZIP: 70801 BUSINESS PHONE: 225-344-7780 MAIL ADDRESS: STREET 1: 450 LAUREL STREET STREET 2: SUITE 2105 CITY: BATON ROUGE STATE: LA ZIP: 70801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDREEFF EQUITY ADVISORS, LLC CENTRAL INDEX KEY: 0001317097 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33460 FILM NUMBER: 081014973 BUSINESS ADDRESS: STREET 1: 450 LAUREL STREET STREET 2: SUITE 2105 CITY: BATON ROUGE STATE: LA ZIP: 70801 BUSINESS PHONE: 225-706-1600 MAIL ADDRESS: STREET 1: 450 LAUREL STREET STREET 2: SUITE 2105 CITY: BATON ROUGE STATE: LA ZIP: 70801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDREEFF DANE CENTRAL INDEX KEY: 0001201810 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33460 FILM NUMBER: 081014974 BUSINESS ADDRESS: STREET 1: C/O ANDREEFF EQUITY ADVISORS LLC STREET 2: 450 LAUREL STREET STE 2105 CITY: BATON ROUGE STATE: LA ZIP: 70801 BUSINESS PHONE: 2253447780 MAIL ADDRESS: STREET 1: C/O ANDREEFF EQUITY ADVISORS LLC STREET 2: 450 LAUREL ST STE 2105 CITY: BATON ROUGE STATE: LA ZIP: 70801 4 1 dandreeffform4_ex.xml X0303 4 2008-08-11 0 0000314606 GEOKINETICS INC GOK 0001201810 ANDREEFF DANE C/O ANDREEFF EQUITY ADVISORS, L.L.C. 140 E. ST. LUCIA LANE SANTA ROSA BEACH FL 32459 0 0 1 0 0001317097 ANDREEFF EQUITY ADVISORS, LLC 140 E. ST. LUCIA LANE SANTA ROSA BEACH FL 32459 0 0 1 0 0001390026 MAPLE LEAF CAPITAL I, LLC C/O ANDREEFF EQUITY ADVISORS, L.L.C. 140 E. ST. LUCIA LANE SANTA ROSA BEACH FL 32459 0 0 1 0 Common Stock 2008-08-11 4 S 0 157 19.5105 D 2010249 I See Footnote Common Stock 2008-08-11 4 S 0 2663 19.5105 D 2007586 I See Footnote Common Stock 2008-08-11 4 S 0 2845 19.5105 D 2004741 I See Footnote Common Stock 2008-08-12 4 S 0 1272 19.9791 D 2003469 I See Footnote Common Stock 2008-08-12 4 S 0 21621 19.9791 D 1981848 I See Footnote Common Stock 2008-08-12 4 S 0 23107 19.9791 D 1958741 I See Footnote This transaction was made by a fund that is not, itself, a 10% owner of the issuer's securities. The fund's General Partner, Maple Leaf Capital I, L.L.C.; the fund's Investment Adviser, Andreeff Equity Advisors, L.L.C.; and the Managing Member of both the fund's General Partner and the fund's Investment Advisor, Dane Andreeff, are reporting this transaction because they each may be deemed indirect beneficial owners of 10% or more of the issuer's securities, in the aggregate, including immediately exercisable warrants. Maple Leaf Capital I, L.L.C. may be deemed to beneficially own 1,036,773 shares of the issuer's common stock as of the date of the last reported transaction. The reporting persons disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein. This transaction was made by a fund that is not, itself, a 10% owner of the issuer's securities. The fund's Director, Dane Andreeff, and the fund's Investment Adviser, Andreeff Equity Advisors, L.L.C., are reporting this transaction because they each may be deemed an indirect beneficial owner of 10% or more of the issuer's securities, in the aggregate. The reporting persons disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein. /s/ Dane Andreeff 2008-08-13 EX-99 2 exh99.txt EXHIBIT 99 FORM 4 JOINT FILERS' INFORMATION Name: Andreeff Equity Advisors, L.L.C. Address: 140 E. St. Lucia Lane, Santa Rosa Beach, FL 32459 Designated Filer: Dane Andreeff Issuer & Ticker Symbol: Geokinetics Inc. (GOK) Date of Event Requiring Statement: August 11, 2008 Signature:____________________________ By: Dane Andreeff, Managing Member Name: Maple Leaf Capital I, L.L.C. Address: c/o Andreeff Equity Advisors, L.L.C., 140 E. St. Lucia Lane, Santa Rosa Beach, FL 32459 Designated Filer: Dane Andreeff Issuer & Ticker Symbol: Geokinetics Inc. (GOK) Date of Event Requiring Statement: August 11, 2008 Signature:____________________________ By: Dane Andreeff, Managing Member -----END PRIVACY-ENHANCED MESSAGE-----