0001209191-19-012070.txt : 20190221
0001209191-19-012070.hdr.sgml : 20190221
20190221164136
ACCESSION NUMBER: 0001209191-19-012070
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190220
FILED AS OF DATE: 20190221
DATE AS OF CHANGE: 20190221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SUBIN NEIL S
CENTRAL INDEX KEY: 0001201333
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35348
FILM NUMBER: 19622451
MAIL ADDRESS:
STREET 1: 8 PALM COURT
CITY: SEWALLS POINT
STATE: FL
ZIP: 34996
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INTERMOLECULAR INC
CENTRAL INDEX KEY: 0001311241
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 201616267
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3011 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: (408) 582-5700
MAIL ADDRESS:
STREET 1: 3011 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-02-20
0
0001311241
INTERMOLECULAR INC
IMI
0001201333
SUBIN NEIL S
3300 SOUTH DIXIE HIGHWAY
SUITE 1-365
WEST PALM BEACH
FL
33405
0
0
1
0
Common Stock
2019-02-20
4
S
0
1405
1.0953
D
1470311
I
By MBM - Trust A-4
Common Stock
2019-02-20
4
S
0
1405
1.0953
D
1470311
I
By LIM III- Trust A-4
Common Stock
2019-02-20
4
S
0
306
1.0953
D
319830
I
By Trust A-3 - Lloyd I. Miller
Common Stock
2019-02-20
4
S
0
1698
1.0953
D
1779213
I
By Milfam II L.P.
Common Stock
2019-02-20
4
S
0
14
1.0953
D
14135
I
By Milfam I L.P.
Common Stock
2019-02-20
4
S
0
67
1.0953
D
70301
I
By Lloyd I. Miller, III Revocable Trust
Common Stock
2019-02-20
4
S
0
47
1.0953
D
49271
I
By LIMFAM LLC
The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.09 to $1.12 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.
/s/ Paul N. Silverstein
Attorney-in-fact
2019-02-21