0001209191-19-012070.txt : 20190221 0001209191-19-012070.hdr.sgml : 20190221 20190221164136 ACCESSION NUMBER: 0001209191-19-012070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190220 FILED AS OF DATE: 20190221 DATE AS OF CHANGE: 20190221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUBIN NEIL S CENTRAL INDEX KEY: 0001201333 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35348 FILM NUMBER: 19622451 MAIL ADDRESS: STREET 1: 8 PALM COURT CITY: SEWALLS POINT STATE: FL ZIP: 34996 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTERMOLECULAR INC CENTRAL INDEX KEY: 0001311241 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 201616267 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3011 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 582-5700 MAIL ADDRESS: STREET 1: 3011 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-02-20 0 0001311241 INTERMOLECULAR INC IMI 0001201333 SUBIN NEIL S 3300 SOUTH DIXIE HIGHWAY SUITE 1-365 WEST PALM BEACH FL 33405 0 0 1 0 Common Stock 2019-02-20 4 S 0 1405 1.0953 D 1470311 I By MBM - Trust A-4 Common Stock 2019-02-20 4 S 0 1405 1.0953 D 1470311 I By LIM III- Trust A-4 Common Stock 2019-02-20 4 S 0 306 1.0953 D 319830 I By Trust A-3 - Lloyd I. Miller Common Stock 2019-02-20 4 S 0 1698 1.0953 D 1779213 I By Milfam II L.P. Common Stock 2019-02-20 4 S 0 14 1.0953 D 14135 I By Milfam I L.P. Common Stock 2019-02-20 4 S 0 67 1.0953 D 70301 I By Lloyd I. Miller, III Revocable Trust Common Stock 2019-02-20 4 S 0 47 1.0953 D 49271 I By LIMFAM LLC The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.09 to $1.12 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing. The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts. /s/ Paul N. Silverstein Attorney-in-fact 2019-02-21