0001209191-20-065081.txt : 20201223 0001209191-20-065081.hdr.sgml : 20201223 20201223183020 ACCESSION NUMBER: 0001209191-20-065081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201222 FILED AS OF DATE: 20201223 DATE AS OF CHANGE: 20201223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CODD RONALD E F CENTRAL INDEX KEY: 0001201177 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36121 FILM NUMBER: 201413918 MAIL ADDRESS: STREET 1: C/O INTERWOVEN INC STREET 2: 803 11TH AVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VEEVA SYSTEMS INC CENTRAL INDEX KEY: 0001393052 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 208235463 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 4280 HACIENDA DRIVE CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 925-264-8887 MAIL ADDRESS: STREET 1: 4280 HACIENDA DRIVE CITY: PLEASANTON STATE: CA ZIP: 94588 FORMER COMPANY: FORMER CONFORMED NAME: VERTICALS ONDEMAND INC DATE OF NAME CHANGE: 20070313 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-22 0 0001393052 VEEVA SYSTEMS INC VEEV 0001201177 CODD RONALD E F C/O VEEVA SYSTEMS INC. 4280 HACIENDA DRIVE PLEASANTON CA 94588 1 0 0 0 Class A Common Stock 2020-12-22 4 C 0 10000 0.00 A 10277 D Class A Common Stock 2020-12-22 4 S 0 10000 286.2778 D 277 D Class A Common Stock 2020-12-23 4 C 0 10000 0.00 A 10277 D Class A Common Stock 2020-12-23 4 S 0 9000 290.07 D 1277 D Class A Common Stock 2020-12-23 4 S 0 1000 290.00 D 277 D Class A Common Stock 14427 I By Codd Revocable Trust dtd 03/06/98 Stock Option (right to purchase) 1.11 2020-12-22 4 M 0 10000 0.00 D 2022-03-01 Class B Common Stock 10000 56250 D Class B Common Stock 2020-12-22 4 A 0 10000 0.00 A Class A Common Stock 10000 10000 D Class B Common Stock 2020-12-22 4 C 0 10000 0.00 D Class A Common Stock 10000 0 D Class B Common Stock 1.11 2020-12-23 4 M 0 10000 0.00 D 2022-03-01 Class B Common Stock 10000 46250 D Class B Common Stock 2020-12-23 4 A 0 10000 0.00 A Class A Common Stock 10000 10000 D Class B Common Stock 2020-12-23 4 C 0 10000 0.00 D Class A Common Stock 10000 0 D Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $285.8650 to $286.4800 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Shares held by the Codd Revocable Trust dtd 03/06/98 (the "Codd Trust). The Reporting Person is a trustee and beneficiary of the Codd Trust, and may be deemed to share voting and dispositive power with regard to the reported shares held by the Codd Trust. The option shares are fully vested and may be exercised at any time. Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023. /s/ Meaghan S. Nelson, attorney-in-fact 2020-12-23