0000899243-20-019729.txt : 20200720 0000899243-20-019729.hdr.sgml : 20200720 20200720214534 ACCESSION NUMBER: 0000899243-20-019729 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200716 FILED AS OF DATE: 20200720 DATE AS OF CHANGE: 20200720 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORITZ MICHAEL J CENTRAL INDEX KEY: 0001201045 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39388 FILM NUMBER: 201037459 MAIL ADDRESS: STREET 1: C/O SEQUOIA CAPITAL STREET 2: 2800 SAND HILL RD, SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Berkeley Lights, Inc. CENTRAL INDEX KEY: 0001689657 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 352415390 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5858 HORTON STREET STREET 2: SUITE 320 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 510-858-2855 MAIL ADDRESS: STREET 1: 5858 HORTON STREET STREET 2: SUITE 320 CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-07-16 0 0001689657 Berkeley Lights, Inc. BLI 0001201045 MORITZ MICHAEL J 5858 HORTON STREET, SUITE 320 EMERYVILLE CA 94608 1 0 1 0 Common Stock 2020-07-16 4 C 0 5396456 A 5396456 I Sequoia Capital U.S. Growth Fund VI, L.P. Common Stock 2020-07-16 4 C 0 237156 A 237156 I Sequoia Capital U.S. Growth VI Principals Fund, L.P. Common Stock 2020-07-16 4 C 0 1993573 A 1993573 I Sequoia Capital U.S. Venture Fund XV, L.P. Common Stock 2020-07-16 4 C 0 30179 A 30179 I Sequoia Capital U.S. Venture Partners Fund XV, L.P. Common Stock 2020-07-16 4 C 0 84020 A 84020 I Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P. Common Stock 2020-07-16 4 C 0 306629 A 306629 I Sequoia Capital U.S. Venture XV Principals Fund, L.P. Series C Preferred Stock 2020-07-16 4 C 0 4550239 0.00 D Common Stock 4550239 0 I Sequoia Capital U.S. Growth Fund VI, L.P Series C Preferred Stock 2020-07-16 4 C 0 227918 0.00 D Common Stock 227918 0 I Sequoia Capital U.S. Growth VI Principals Fund, L.P. Series C Preferred Stock 2020-07-16 4 C 0 1690852 0.00 D Common Stock 1690852 0 I Sequoia Capital U.S. Venture Fund XV, L.P. Series C Preferred Stock 2020-07-16 4 C 0 25597 0.00 D Common Stock 25597 0 I Sequoia Capital U.S. Venture Partners Fund XV, L.P. Series C Preferred Stock 2020-07-16 4 C 0 71263 0.00 D Common Stock 71263 0 I Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P. Series C Preferred Stock 2020-07-16 4 C 0 260068 0.00 D Common Stock 260068 0 I Sequoia Capital U.S. Venture XV Principals Fund, L.P. Series D Preferred Stock 2020-07-16 4 C 0 514443 0.00 D Common Stock 514443 0 I Sequoia Capital U.S. Growth Fund VI, L.P Series D Preferred Stock 2020-07-16 4 C 0 5616 0.00 D Common Stock 5616 0 I Sequoia Capital U.S. Growth VI Principals Fund, L.P. Series D Preferred Stock 2020-07-16 4 C 0 184034 0.00 D Common Stock 184034 0 I Sequoia Capital U.S. Venture Fund XV, L.P. Series D Preferred Stock 2020-07-16 4 C 0 2786 0.00 D Common Stock 2786 0 I Sequoia Capital U.S. Venture Partners Fund XV, L.P. Series D Preferred Stock 2020-07-16 4 C 0 7755 0.00 D Common Stock 7755 0 I Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P. Series D Preferred Stock 2020-07-16 4 C 0 28306 0.00 D Common Stock 28306 0 I Sequoia Capital U.S. Venture XV Principals Fund, L.P. Series E Preferred Stock 2020-07-16 4 C 0 331774 0.00 D Common Stock 331774 0 I Sequoia Capital U.S. Growth Fund VI, L.P Series E Preferred Stock 2020-07-16 4 C 0 3622 0.00 D Common Stock 3622 0 I Sequoia Capital U.S. Growth VI Principals Fund, L.P. Series E Preferred Stock 2020-07-16 4 C 0 118687 0.00 D Common Stock 118687 0 I Sequoia Capital U.S. Venture Fund XV, L.P. Series E Preferred Stock 2020-07-16 4 C 0 1796 0.00 D Common Stock 1796 0 I Sequoia Capital U.S. Venture Partners Fund XV, L.P. Series E Preferred Stock 2020-07-16 4 C 0 5002 0.00 D Common Stock 5002 0 I Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P. Series E Preferred Stock 2020-07-16 4 C 0 18255 0.00 D Common Stock 18255 0 I Sequoia Capital U.S. Venture XV Principals Fund, L.P. Each share of Preferred Stock automatically converted on a one-for-one basis into common stock upon the closing of the Issuer's initial public offering. The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. who participates in decisions to exercise voting and investment discretion with respect to the securities of the issuer held by the SC XV Funds and the SC US GF VI Funds (each as defined below). SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the "SC XV Funds") and the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (collectively, the "SC US GF VI Funds"). (Continued from footnote 2) As a result, the Reporting Person may be deemed to beneficially own the shares held by the SC XV Funds and the SC US GF VI Funds. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. /s/ Stuart L. Merkadeau, Attorney-in-fact for Michael J. Moritz 2020-07-20