0001493152-21-021048.txt : 20210823
0001493152-21-021048.hdr.sgml : 20210823
20210823180205
ACCESSION NUMBER: 0001493152-21-021048
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210820
FILED AS OF DATE: 20210823
DATE AS OF CHANGE: 20210823
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PFENNIGER RICHARD C JR
CENTRAL INDEX KEY: 0001200796
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38418
FILM NUMBER: 211197987
MAIL ADDRESS:
STREET 1: 4400 BISCAYNE BLVD.
CITY: MIAMI
STATE: FL
ZIP: 33137
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cocrystal Pharma, Inc.
CENTRAL INDEX KEY: 0001412486
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 352528215
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 19805 N. CREEK PARKWAY
CITY: BOTHELL
STATE: WA
ZIP: 98011
BUSINESS PHONE: (786) 459-1831
MAIL ADDRESS:
STREET 1: 19805 N. CREEK PARKWAY
CITY: BOTHELL
STATE: WA
ZIP: 98011
FORMER COMPANY:
FORMER CONFORMED NAME: BIOZONE PHARMACEUTICALS, INC.
DATE OF NAME CHANGE: 20110304
FORMER COMPANY:
FORMER CONFORMED NAME: International Surf Resorts, Inc.
DATE OF NAME CHANGE: 20070917
4
1
ownership.xml
X0306
4
2021-08-20
0
0001412486
Cocrystal Pharma, Inc.
COCP
0001200796
PFENNIGER RICHARD C JR
4400 BISCAYNE BLVD.
MIAMI
FL
33137
1
0
0
0
Common Stock
2021-08-20
4
P
0
40000
1.028
A
40000
D
The price reported in Column 4 is a weighted average price. These securities were purchased in multiple transactions ranging from $1.02 to $1.03, inclusive. The reporting person undertakes to provide to Cocrystal Pharma, Inc., any security holder of Cocrystal Pharma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in the preceding sentence.
/s/ Richard Pfenniger
2021-08-23