0001676238-24-000008.txt : 20240118 0001676238-24-000008.hdr.sgml : 20240118 20240118163802 ACCESSION NUMBER: 0001676238-24-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240116 FILED AS OF DATE: 20240118 DATE AS OF CHANGE: 20240118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FERNANDEZ PHILLIP M CENTRAL INDEX KEY: 0001200465 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41065 FILM NUMBER: 24542323 MAIL ADDRESS: STREET 1: C/O MARKETO, INC. STREET 2: 901 MARINER'S ISLAND BLVD., SUITE 500 CITY: SAN MATEO STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Braze, Inc. CENTRAL INDEX KEY: 0001676238 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 452505271 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 330 WEST 34TH STREET, FLOOR 18 CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: (609) 964-0585 MAIL ADDRESS: STREET 1: 330 WEST 34TH STREET, FLOOR 18 CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: Appboy, Inc. DATE OF NAME CHANGE: 20160602 4 1 wk-form4_1705613871.xml FORM 4 X0508 4 2024-01-16 0 0001676238 Braze, Inc. BRZE 0001200465 FERNANDEZ PHILLIP M C/O BRAZE, INC. 330 WEST 34TH STREET, FLOOR 18 NEW YORK NY 10001 1 0 0 0 1 Class A Common Stock 2024-01-16 4 C 0 1500 A 12556 D Class A Common Stock 2024-01-16 4 S 0 1500 53.35 D 11056 D Stock Option (Right to Buy) 3.83 2024-01-16 4 M 0 1500 0 D 2029-07-30 Class B Common Stock 1500 169192 D Class B Common Stock 2024-01-16 4 M 0 1500 3.83 A Class A Common Stock 1500 1500 D Class B Common Stock 2024-01-16 4 C 0 1500 0 D Class A Common Stock 1500 0 D Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock. Of the reported shares, 5,846 shares are represented by restricted stock units. Shares were sold pursuant to a Rule 10b5-1 trading plan adopted on April 5, 2023. One forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on a monthly basis on the tenth day of each month commencing on June 10, 2019, subject to the Reporting Person's continuous service through such vesting date. /s/ Nathan Jeffries, Attorney-in-Fact 2024-01-18