0001676238-23-000166.txt : 20231018
0001676238-23-000166.hdr.sgml : 20231018
20231018163736
ACCESSION NUMBER: 0001676238-23-000166
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231016
FILED AS OF DATE: 20231018
DATE AS OF CHANGE: 20231018
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FERNANDEZ PHILLIP M
CENTRAL INDEX KEY: 0001200465
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41065
FILM NUMBER: 231332590
MAIL ADDRESS:
STREET 1: C/O MARKETO, INC.
STREET 2: 901 MARINER'S ISLAND BLVD., SUITE 500
CITY: SAN MATEO
STATE: CA
ZIP: 94404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Braze, Inc.
CENTRAL INDEX KEY: 0001676238
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 452505271
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 330 WEST 34TH STREET, FLOOR 18
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: (609) 964-0585
MAIL ADDRESS:
STREET 1: 330 WEST 34TH STREET, FLOOR 18
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER COMPANY:
FORMER CONFORMED NAME: Appboy, Inc.
DATE OF NAME CHANGE: 20160602
4
1
wk-form4_1697661443.xml
FORM 4
X0508
4
2023-10-16
0
0001676238
Braze, Inc.
BRZE
0001200465
FERNANDEZ PHILLIP M
C/O BRAZE, INC.
330 WEST 34TH STREET, FLOOR 18
NEW YORK
NY
10001
1
0
0
0
1
Class A Common Stock
2023-10-16
4
C
0
1500
A
12556
D
Class A Common Stock
2023-10-16
4
S
0
1500
45.95
D
11056
D
Stock Option (Right to Buy)
3.83
2023-10-16
4
M
0
1500
0
D
2029-07-30
Class B Common Stock
1500
173692
D
Class B Common Stock
2023-10-16
4
M
0
1500
3.83
A
Class A Common Stock
1500
1500
D
Class B Common Stock
2023-10-16
4
C
0
1500
0
D
Class A Common Stock
1500
0
D
Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.
Of the reported shares, 5,846 shares are represented by restricted stock units.
Shares were sold pursuant to a Rule 10b5-1 trading plan adopted on April 5, 2023.
One forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on a monthly basis on the tenth day of each month commencing on June 10, 2019, subject to the Reporting Person's continuous service through such vesting date.
/s/ Susan Wiseman, Attorney-in-Fact
2023-10-18