X0306
4
2019-02-14
0
0001414932
Oaktree Specialty Lending Corp
OCSL
0001200461
TANNENBAUM LEONARD M
C/O FIFTH STREET
777 W. PUTNAM AVE.
GREENWICH
CT
06830
0
0
1
0
Common Stock
2019-02-14
4
S
0
53800
5.2552
D
7116838
I
By Partnership
Common Stock
2019-02-15
4
S
0
22831
5.2562
D
7094007
I
By Partnership
Common Stock
2019-02-14
4
S
0
53800
5.2552
D
1045481
I
By LLC
Common Stock
2019-02-15
4
S
0
22830
5.2562
D
1022651
I
By LLC
Common Stock
14306545
D
Common Stock
655850
I
Trust
This transaction was executed in multiple trades at prices ranging from $5.25 to $5.27; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.
These shares of Common Stock are held by 777 West Putnam Avenue LLC, for which Mr. Tannenbaum holds a majority of the equity interest of the sole member. The Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest.
These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for the benefit of certain members of the reporting person's family for which Bernard D. Berman is a trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
/s/ Leonard M. Tannenbaum
2019-02-19