-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OVR+1vL1yf9vx9c4FfrUOIpJU8UsuxGEz7+o2/RTa6LcqXnsxT0z9XOx/2RGhmk2 j8m7GdCARS8YQvpElCMkXg== 0001083839-06-000047.txt : 20060228 0001083839-06-000047.hdr.sgml : 20060228 20060228150604 ACCESSION NUMBER: 0001083839-06-000047 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20051231 FILED AS OF DATE: 20060228 DATE AS OF CHANGE: 20060228 EFFECTIVENESS DATE: 20060228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN QUALITY PREFERRED INCOME FUND 3 CENTRAL INDEX KEY: 0001200446 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-21242 FILM NUMBER: 06650539 MAIL ADDRESS: STREET 1: 333 WEST WACKER DRIVE CITY: 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FOY TITLE V.P & CONTROLLER EX-99 2 ltr77c1205.txt Form N-SAR, Sub-Item 77C Submission of matters to a vote of security holders Nuveen Quality Preferred Income Fund 3 333-100761 811-21242 A special meeting of the shareholders of the Nuveen Quality Preferred Income Fund 3 was held on July 26, 2005. The purpose of the meeting was to approve a new investment management agreement and a new sub-advisory agreement: Approval of the new investment management agreement was reached as follows: The number of shares voted in the affirmative: 22,591,613 and the number of negative votes: 159,700 Approval of the new sub-advisory agreement between Nuveen Asset Management and Spectrum Asset Management, Inc was reached as follows: The number of shares voted in the affirmative: 22,575,897 and the number of negative votes: 173,069 Proxy materials are herein incorporated by reference to the SEC filing on June 20, 2005, under Conformed Submission Type DEF 14A, accession number 0000950137-05-007503. EX-99 3 ltr77q1e1205.txt Form N-SAR, Sub-Item 77Q1(e) Copies of any new or amended investment advisory contract Nuveen Quality Preferred Income Fund 3 333-100761 811-21242 We hereby incorporate by reference the form of the new Investment Management Agreement and new Sub-Advisory Agreements filed in Proxy materials in the SEC filing on June 20, 2005, under Conformed Submission Type DEF 14A, accession number 0000950137-05-007503. EX-99 4 ltraudit1205.txt Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of Nuveen Exchange-Traded Funds In planning and performing our audit of the financial statements of each of the Nuveen Exchange-Traded Funds listed in Exhibit A attached hereto (the Funds) as of and for the year ended December 31, 2005, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered their internal control over financial reporting, including control activities for safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Funds internal control over financial reporting. Accordingly, we express no such opinion. The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A companys internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. Such internal control includes policies and procedures that provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a companys assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A control deficiency exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A significant deficiency is a control deficiency, or combination of control deficiencies, that adversely affects the companys ability to initiate, authorize, record, process or report external financial data reliably in accordance with generally accepted accounting principles such that there is more than a remote likelihood that a misstatement of the companys annual or interim financial statements that is more than inconsequential will not be prevented or detected. A material weakness is a significant deficiency, or combination of significant deficiencies, that results in more than a remote likelihood that a material misstatement of the annual or interim financial statements will not be prevented or detected. Our consideration of the Funds internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be significant deficiencies or material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Funds internal control over financial reporting and their operation, including controls for safeguarding securities that we consider to be a material weakness as defined above as of December 31, 2005. This report is intended solely for the information and use of management and the Board of Trustees of the Funds and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ ERNST & YOUNG LLP Chicago, Illinois February 14, 2006 Exhibit A Nuveen Diversified Dividend and Income Fund Nuveen Tax- Advantaged Total Return Strategy Fund Nuveen Real Estate Income Fund Nuveen Quality Preferred Income Fund Nuveen Quality Preferred Income Fund 2 Nuveen Quality Preferred Income Fund 3 Nuveen Preferred and Convertible Income Fund Nuveen Preferred and Convertible Income Fund 2 ?? ?? ?? ?? -----END PRIVACY-ENHANCED MESSAGE-----