-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U6sKjx7A8rZ/e11LuTA1MG1aiAbpx/BDLu5vvyJfd9uoKKucXJNMRyDVCr4xOz/A sSJZtU3iF6QCQZz2HDeBbw== 0001209191-03-026647.txt : 20031023 0001209191-03-026647.hdr.sgml : 20031023 20031023183255 ACCESSION NUMBER: 0001209191-03-026647 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031021 FILED AS OF DATE: 20031023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GAERTNER JAMES F PH D CENTRAL INDEX KEY: 0001200430 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18927 FILM NUMBER: 03954967 MAIL ADDRESS: STREET 1: 1806 AVE J STREET 2: ADMINSTRATION BLDG RM 303 CITY: HUNTSVILLE STATE: TX ZIP: 77340 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TANDY BRANDS ACCESSORIES INC CENTRAL INDEX KEY: 0000869487 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 752349915 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 690 E LAMAR BLVD STE 200 CITY: ARLINGTON STATE: TX ZIP: 76011 BUSINESS PHONE: 8172654113 MAIL ADDRESS: STREET 1: 690 E LAMAR BLVD CITY: ARLINGTON STATE: TX ZIP: 76011 4 1 doc4.xml FORM 4 SUBMISSION X0201 42003-10-2100000869487TANDY BRANDS ACCESSORIES INC TBAC0001200430GAERTNER JAMES F PH D1806 AVENUE JADMINISTRATION BLDG., ROOM 303HUNTSVILLETX773401000Phantom Stock Units02003-10-214A0714.29A2008-01-022008-01-02Common Stock, $1.00 par value pe r share73987DThe phantom stock units convert to shares of common stock on a one-for-one basis.The phantom stock units accrued under the Tandy Brands Accessories, Inc. 1995 Stock Deferral Plan for Non-Employee Directors because of a cash dividend paid on October 21, 2003 to all stockholders of record at the close of business on September 30, 2003. Pursuant to the Tandy Brands Accessories, Inc. 1995 Stock Deferral Plan for Non-Employee Directors, participating Non-Employee Directors are credited with phantom stock units based on the amoun t of the cash dividend. The phantom stock units were credited to the reporting person's bookkeeping reserve account, which account is maintained by the Issuer, on October 21, 2003 and are to be settled on January 2, 2008. Pursuant to the reporting person's election, 2,048 of the aggregate phantom stock units are to be settled on January 2, 2009. The remaining 1,939 are to be settled on January 2, 2008./s/ Mark J. Flaherty as attorney-in-fact for Dr. James F. Gaertner2003-10-23 -----END PRIVACY-ENHANCED MESSAGE-----