9999999997-19-004559.txt : 20190517
9999999997-19-004559.hdr.sgml : 20190517
20190517122133
ACCESSION NUMBER: 9999999997-19-004559
CONFORMED SUBMISSION TYPE: CT ORDER
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20190517
DATE AS OF CHANGE: 20190517
ACTION DATE: 20190517
RECEIVED DATE: 20190517
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CODEXIS INC
CENTRAL INDEX KEY: 0001200375
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860]
IRS NUMBER: 710872999
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: CT ORDER
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34705
FILM NUMBER: 19834844
BUSINESS ADDRESS:
STREET 1: 200 PENOBSCOT DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-421-8100
MAIL ADDRESS:
STREET 1: 200 PENOBSCOT DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
CT ORDER
1
filename1.pdf
begin 644 filename1
M)5!$1BTQ+C4-"B6UM;6U#0HQ(# @;V)J#0H\/"]4>7!E+T-A=&%L;V7!E+U!A9V5S+T-O=6YT(#$O2VED'0O26UA9V5"+TEM86=E0R]);6%G94E=(#X^+TUE9&EA0F]X6R P(# @-C$R
M(#2]#4R]$979I8V521T(^/B]486)S+U,O4W1R=6-T4&%R96YT
M)R-66V/XC80_K[2_H>1^B61P!?;
M<5ZJJA+'OI2JN]ON%X>/S-.
MX,.O\,,/'Q[&DQL(?OP1/MZ,X>/T^NK#'0#B 4*HE0Q'FIS
M%XR('B,)9]+)B.PQ$L5,.1D).XP(E3 >0Z0DBULCGQ[]T)M,_:'T;OVA\&[@
M!3^$WFAZ2]^]'.UA^(,V4F6:ZO5'=?C#XXC%"40R96EKY.7@R?@3>O8\F4[H
M@_Y&_P8C\O@&;O_P.??&/^F/]W[20\]. /E?= 4;U0('K1Y.G1$D@HL;:I
MZ4-O(%%78F/.$LR&B-YY0A[,_L,8!R "GMKR& :,GZSLW3[N(0<7C@Q+NHH1
M<18*4&GRSK"GYYO;9[CW4^]Y1%E]G$X>*=7@#U-O_/1XYW/,[64C))82<%L>4-4\MLJ_!8
M\M,=K%N$ZASN5:A=#Q,O$NOA91,(0E$RA3?6[DCP7BC-LM7M=4_AY32)19W.8^9%7X-_0VVQ6.7U+QNU4&=-Q$^&H]#S&+3G:PGOR4LTB:6 ';S(^]+SN*HZ+
M0J^@VO]#'=@6%_59=4( 2DRAIY,#?^JLJ'),D\5*2]=82T!CI5S@W**3#AOM
MV=>\W%6Z^Q^\VOK#J-FNAG)A+W*D:7=LG0I8DIV"MLGG65'GLQ74N)-J*KMN
M6P3:7I1;\@-S@F*G5^ 7TEO/:@I*74A(%+&Z=KDN8P1V.?LWNUGBQ7ZO$7,H#&QC)=@JVT88K
M10.B@?W-*@PAXR=VK0[CA4J:T$6^PA3Z^FS9VF@04WLVEHUVR OA[:H:Y$!S
M!<=^>\_&L2XV#=A$123R#-LORUUWA+:H843W-A$U@I.-YTMHDOBU@S'4X=)A5>"_6=+$&8FE6Y.B4B>89T[
MC@RD+OOQXH&.8.(+V4A6[S0K4">5FZ-2!F?8>CFKH5[J0U]!7BR.I>#+;K;*
M%WE6Z9Y1Z1O8I1..$YLT9*E8H!ZA>!1-=Z%2K>"M7*^S;3NJDU91H'IOT!)6
MS+"%1OH7H9GS'E4OR;PV<(=+L/*8>_IICE)%.HIK)W2K1*DC_3H*
M<$2[UX-+,07J76H5?&(O;$RN,[P7B,\>FGO][./?SUZ(_XVP?N@2W-#M-O_:
M9)8V*\FO!8RU YMR.T.&'J(AS]N@M; N*1[-:YAG-46X7>=%P_&BK+5V TKH
M9O>JQ__\;=406ERL$?7+P[&?Y]7;JJPRR&L&34)TV5[H?71W0O."-_8'
MM!,)/*3;F(=ZP,F8]./ A9;G0NCO6AS*QU@^6]>-,W[L+%N.]2M;.T<
ME2D\VFR1G6'(@ F6YMV"JF94X[B3B@
MBYT3=O^TP0T;"KKP&=AZN2UI\.#>TK8J3IF('7=(Q!GV889'(MIK%8_H:::P
M/OH*=4.Q[G7.EJZ'5BU;9$3/-=S8XH3=L\4)NV>+#7L>2=>SI#82(5CL&LDQ
MEAI-HS*D,.-27P[739>J]MW(1D(1LB US0W:.8I*V72E1MMNL/7I^XUN?;KM
M;?2]P[AHOK>]OM&*\M+NDMO9EI_]$RPRNCNHIN%WHUF[V$S
M)>[J9;FENS".@+;ACR-E<=@W[-HDD2>*19&)[2]JUZ.]?22"7@JY6>EZ^M-:
MH;=";E:ZWJ"T5NBUD)N5GD1)]LP#G%ZH.1GI:<6F1?DYOF)R,]"@_IQ=,
M3D9ZA)_3*PB;D?\!]P3/@ T*96YD7!E+U1R=654>7!E+TYA;64O1C$O0F%S949O
M;G0O5&EM97,C,C!.977!E+T9O;G1$97-C%=I
M9'1H(#(U-3@O1F]N=%=E:6=H=" W,# O6$AE:6=H=" R-3 O3&5A9&EN9R T
M,B]3=&5M5B T,B]&;VYT0D)O>%L@+34U." M,C$V(#(P,# @-C7!E+T9O;G0O4W5B='EP92]4%=I9'1H(#(U-C@O1F]N=%=E:6=H=" T,# O6$AE:6=H=" R-3 O3&5A
M9&EN9R T,B]3=&5M5B T,"]&;VYT0D)O>%L@+34V." M,C$V(#(P,# @-CDS
M72 ^/@T*96YD;V)J#0HY(# @;V)J#0H\/"]!=71H;W(H=7,I("]#7!E+T]B:E-T;2].(#0Q+T9II:V$W':HK7$M'Y53:_VY$]0>41NG+-*6I%:X+D(H*S@Y*6YR
M<@FWQ:*X*>X^7E.Q&(?=0_E Q0W*YAR3D^/C_Y!@O,E-%_"\R4R
M7Q+F2^)\235?4L^7-(Y/Z?G\CN^/#@.@PP'HL Z/( .$Z##!>BP 3I\0 X?
MD&F
M'<:_;STY(1]/IE!;:*9 I06T0!;8@NGT?#*%:,$H9!0R"AN%C<)&8:.P4=@H
M;!0V"AN%C2)&$:.(4<0H8A0QBAA%C")&$:,$HX2)\@#[93I8EKLAI=N^'XO;
M?I.NVM=\1LD+J,N7NNEI/JWDF6FK-\S!T^OT/EZF#\ ]^D)973^FXCI?SKNG
MK\&=IC[V[\4B+&YSA7GB6Z>$=ESWW7X\C.O?
MK=Y,HU_]\/+8]R_%6;_<;;6F:>;M.:71''#5+H?^8/S]6:\'X[-UN^E7!Q.+
MS?HI'>3:>S1M-;3;XF*]V@UIW^OU;OMVGX^ZX6MU_W.#'1_] ?+# SP-"F5N
M9'-T7!E+UA2968O
M4VEZ92 U-"]76R Q(#0@,ET@+U)O;W0@,2 P(%(O26YF;R Y(# @4B])1%L\
M149"1#)PUT,<1PE ,15%]$QWY-B8'DZ$):J B
MFF'8LZ(P"F",T 4M=$8STD)/1*NNG?910(]
M\+*' QQA![^5DQYDY7]R$$ #FM""-G2@"R%$$$,"*630 P\Y%-"'$@8PA!&,
M80)3F,$<%K"$"E:PA@UL]7?_LLP*#>0#.ML.7PT*96YDF4@-34O4F]O=" Q(# @4B]);F9O
M(#D@,"!2+TE$6SQ%1D)$-SA$-C4W,T8Q,C1&.#=!0S,S1$-!0D1"03,X.3X\
M149"1#