0001567619-21-010722.txt : 20210519
0001567619-21-010722.hdr.sgml : 20210519
20210519161133
ACCESSION NUMBER: 0001567619-21-010722
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210517
FILED AS OF DATE: 20210519
DATE AS OF CHANGE: 20210519
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NICOLS JOHN J
CENTRAL INDEX KEY: 0001238884
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34705
FILM NUMBER: 21940407
MAIL ADDRESS:
STREET 1: ALBEMARLE CORP
STREET 2: 451 FLORIDA ST
CITY: BATON ROUGE
STATE: LA
ZIP: 70801
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CODEXIS, INC.
CENTRAL INDEX KEY: 0001200375
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860]
IRS NUMBER: 710872999
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 PENOBSCOT DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-421-8100
MAIL ADDRESS:
STREET 1: 200 PENOBSCOT DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
FORMER COMPANY:
FORMER CONFORMED NAME: CODEXIS INC
DATE OF NAME CHANGE: 20021022
4
1
doc1.xml
FORM 4
X0306
4
2021-05-17
0
0001200375
CODEXIS, INC.
CDXS
0001238884
NICOLS JOHN J
C/O CODEXIS, INC.
200 PENOBSCOT DRIVE
REDWOOD CITY
CA
94063
1
1
0
0
President and CEO
Common Stock
2021-05-17
4
M
0
35385
3.46
A
1058064
D
Common Stock
2021-05-17
4
S
0
35385
18.1242
D
1022679
D
Common Stock
2021-05-18
4
M
0
35000
3.46
A
1057679
D
Common Stock
2021-05-18
4
S
0
13877
18.5618
D
1043802
D
Common Stock
2021-05-18
4
S
0
21123
18.9309
D
1022679
D
Stock Option (Right to Buy)
3.46
2021-05-17
4
M
0
35385
0.00
D
2016-06-13
2022-06-12
Common Stock
35385
140000
D
Stock Option (Right to Buy)
3.46
2021-05-18
4
M
0
35000
0.00
D
2016-06-13
2022-06-12
Common Stock
35000
105000
D
Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 5, 2021.
This transaction was executed in multiple trades in prices ranging from $17.76 to $18.50, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
This transaction was executed in multiple trades in prices ranging from $17.80 to $18.79, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
This transaction was executed in multiple trades in prices ranging from $18.80 to $19.12, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
/s/ Ross Taylor, as Attorney-in-Fact for John J. Nicols
2021-05-19