0001567619-19-023482.txt : 20191220
0001567619-19-023482.hdr.sgml : 20191220
20191220170704
ACCESSION NUMBER: 0001567619-19-023482
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191219
FILED AS OF DATE: 20191220
DATE AS OF CHANGE: 20191220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WOLF DENNIS P
CENTRAL INDEX KEY: 0001227560
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34705
FILM NUMBER: 191302364
MAIL ADDRESS:
STREET 1: 1101 EAST MEADOW DR
CITY: PALO ALTO
STATE: CA
ZIP: 94303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CODEXIS, INC.
CENTRAL INDEX KEY: 0001200375
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860]
IRS NUMBER: 710872999
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 PENOBSCOT DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-421-8100
MAIL ADDRESS:
STREET 1: 200 PENOBSCOT DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
FORMER COMPANY:
FORMER CONFORMED NAME: CODEXIS INC
DATE OF NAME CHANGE: 20021022
4
1
doc1.xml
FORM 4
X0306
4
2019-12-19
0
0001200375
CODEXIS, INC.
CDXS
0001227560
WOLF DENNIS P
C/O CODEXIS, INC.
200 PENOBSCOT DRIVE
REDWOOD CITY
CA
94063
1
0
0
0
Common Stock
2019-12-19
4
M
0
20000
3.62
A
102177
D
Common Stock
2019-12-19
4
S
0
20000
16.2192
D
82177
D
Stock Option (Right to Buy)
3.62
2019-12-19
4
M
0
20000
0.00
D
2022-06-05
Common Stock
20000
0
D
Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
This transaction was executed in multiple trades in prices ranging from $15.92 to $16.52, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
The option is fully vested and exercisable.
/s/ Ross Taylor, Attorney-in-Fact for Dennis Wolf
2019-12-20