0001567619-19-005300.txt : 20190222
0001567619-19-005300.hdr.sgml : 20190222
20190222200918
ACCESSION NUMBER: 0001567619-19-005300
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190220
FILED AS OF DATE: 20190222
DATE AS OF CHANGE: 20190222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NICOLS JOHN J
CENTRAL INDEX KEY: 0001238884
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34705
FILM NUMBER: 19627852
MAIL ADDRESS:
STREET 1: ALBEMARLE CORP
STREET 2: 451 FLORIDA ST
CITY: BATON ROUGE
STATE: LA
ZIP: 70801
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CODEXIS INC
CENTRAL INDEX KEY: 0001200375
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860]
IRS NUMBER: 710872999
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 PENOBSCOT DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-421-8100
MAIL ADDRESS:
STREET 1: 200 PENOBSCOT DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
4
1
doc1.xml
FORM 4
X0306
4
2019-02-20
0
0001200375
CODEXIS INC
CDXS
0001238884
NICOLS JOHN J
C/O CODEXIS, INC.
200 PENOBSCOT DRIVE
REDWOOD CITY
CA
94063
1
1
0
0
President and CEO
Stock Option (Right to Buy)
8.95
2019-02-20
4
A
0
383500
0.00
A
2028-02-20
Common Stock
383500
383500
D
Stock Option (Right to Buy)
21.80
2019-02-20
4
A
0
40000
0.00
A
2029-02-20
Common Stock
40000
40000
D
On February 20, 2018, the issuer granted the reporting person an option that commences vesting in respect of a number of shares of the issuer's common stock determined based on the satisfaction of certain performance criteria for the fiscal year ended December 31, 2018 with any remaining shares forfeited. On February 20, 2019, the compensation committee of the issuer's board of directors certified achievement of the performance criteria at 118% of the target level, which will result in the vesting of the option with respect to 191,750 shares on March 5, 2019 and 191,750 shares on March 5, 2020, in each case subject to the reporting person's continued service to the issuer through such vesting date.
Option vests with respect to 25% of the shares subject thereto on February 20, 2020, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 20, 2023.
/s/ Gordon Sangster, as Attorney-in-Fact for John J. Nicols
2019-02-22