X0306
4
2018-08-17
0
0001200375
CODEXIS INC
CDXS
0001227560
WOLF DENNIS P
C/O CODEXIS, INC.
200 PENOBSCOT DRIVE
REDWOOD CITY
CA
94063
1
0
0
0
Common Stock
2018-08-17
4
M
0
16666
10.92
A
120896
D
Common Stock
2018-08-17
4
M
0
1667
10.51
A
122563
D
Common Stock
2018-08-17
4
S
0
18333
14.7064
D
104230
D
Common Stock
2018-08-20
4
M
0
18333
10.51
A
122563
D
Common Stock
2018-08-20
4
S
0
18333
15.2405
D
104230
D
Stock Option (Right to Buy)
10.92
2018-08-17
4
M
0
16666
0.00
D
2020-02-11
Common Stock
16666
0
D
Stock Option (Right to Buy)
10.51
2018-08-17
4
M
0
1667
0.00
D
2021-06-07
Common Stock
1667
18333
D
Stock Option (Right to Buy)
10.51
2018-08-20
4
M
0
18333
0.00
D
2021-06-07
Common Stock
18333
0
D
This transaction was executed in multiple trades in prices ranging from $14.425 to $14.925, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
This transaction was executed in multiple trades in prices ranging from $15.05 to $15.35, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
The option is fully vested and exercisable.
/s/ Gordon Sangster, Attorney-in-Fact for Dennis Wolf
2018-08-21