0001567619-18-001507.txt : 20180820 0001567619-18-001507.hdr.sgml : 20180820 20180820205105 ACCESSION NUMBER: 0001567619-18-001507 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180816 FILED AS OF DATE: 20180820 DATE AS OF CHANGE: 20180820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yang Patrick Y CENTRAL INDEX KEY: 0001309988 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34705 FILM NUMBER: 181029348 MAIL ADDRESS: STREET 1: C/O GENENTECH INC STREET 2: 1 DNA WAY,MS 49,ATTN:K.STRAND OR J.BERRY CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080-4990 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CODEXIS INC CENTRAL INDEX KEY: 0001200375 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 710872999 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 PENOBSCOT DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-421-8100 MAIL ADDRESS: STREET 1: 200 PENOBSCOT DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 4 1 doc1.xml FORM 4 X0306 4 2018-08-16 0 0001200375 CODEXIS INC CDXS 0001309988 Yang Patrick Y C/O CODEXIS, INC. 200 PENOBSCOT DRIVE REDWOOD CITY CA 94063 1 0 0 0 Common Stock 2018-08-16 4 S 0 150340 14.45 D 0 I By Patrick & Shu-O Yang TTEES Common Stock 153817 D The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The common stock was valued at $14.45 per share for the purpose of determining the number of shares of the exchange fund issuable to the reporting person. Shares in Column 5 reflect the Reporting Person's prior transfer of shares into his family trust. /s/ Gordon Sangster, Attorney-in-Fact for Patrick Y. Yang 2018-08-20