0001567619-18-001507.txt : 20180820
0001567619-18-001507.hdr.sgml : 20180820
20180820205105
ACCESSION NUMBER: 0001567619-18-001507
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180816
FILED AS OF DATE: 20180820
DATE AS OF CHANGE: 20180820
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yang Patrick Y
CENTRAL INDEX KEY: 0001309988
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34705
FILM NUMBER: 181029348
MAIL ADDRESS:
STREET 1: C/O GENENTECH INC
STREET 2: 1 DNA WAY,MS 49,ATTN:K.STRAND OR J.BERRY
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080-4990
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CODEXIS INC
CENTRAL INDEX KEY: 0001200375
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860]
IRS NUMBER: 710872999
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 PENOBSCOT DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-421-8100
MAIL ADDRESS:
STREET 1: 200 PENOBSCOT DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
4
1
doc1.xml
FORM 4
X0306
4
2018-08-16
0
0001200375
CODEXIS INC
CDXS
0001309988
Yang Patrick Y
C/O CODEXIS, INC.
200 PENOBSCOT DRIVE
REDWOOD CITY
CA
94063
1
0
0
0
Common Stock
2018-08-16
4
S
0
150340
14.45
D
0
I
By Patrick & Shu-O Yang TTEES
Common Stock
153817
D
The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The common stock was valued at $14.45 per share for the purpose of determining the number of shares of the exchange fund issuable to the reporting person.
Shares in Column 5 reflect the Reporting Person's prior transfer of shares into his family trust.
/s/ Gordon Sangster, Attorney-in-Fact for Patrick Y. Yang
2018-08-20