0001140361-18-028288.txt : 20180612
0001140361-18-028288.hdr.sgml : 20180612
20180612210017
ACCESSION NUMBER: 0001140361-18-028288
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180611
FILED AS OF DATE: 20180612
DATE AS OF CHANGE: 20180612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WOLF DENNIS P
CENTRAL INDEX KEY: 0001227560
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34705
FILM NUMBER: 18895768
MAIL ADDRESS:
STREET 1: 1101 EAST MEADOW DR
CITY: PALO ALTO
STATE: CA
ZIP: 94303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CODEXIS INC
CENTRAL INDEX KEY: 0001200375
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860]
IRS NUMBER: 710872999
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 PENOBSCOT DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-421-8100
MAIL ADDRESS:
STREET 1: 200 PENOBSCOT DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
4
1
doc1.xml
FORM 4
X0306
4
2018-06-11
0
0001200375
CODEXIS INC
CDXS
0001227560
WOLF DENNIS P
C/O CODEXIS, INC.
200 PENOBSCOT DRIVE
REDWOOD CITY
CA
94063
1
0
0
0
Common Stock
2018-06-11
4
A
0
5923
0.00
A
122177
D
Common Stock
2018-06-12
4
S
0
8947
14.4145
D
113230
D
Restricted stock. The shares vest on the earlier of June 11, 2019 or the date of the Issuer's 2019 annual meeting of stockholders.
Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 6, 2017.
This transaction was executed in multiple trades in prices ranging from $14.30 to $14.60, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
/s/ Gordon Sangster, Attorney-in-Fact for Dennis Wolf
2018-06-12