0001628280-18-012790.txt : 20181023 0001628280-18-012790.hdr.sgml : 20181023 20181023124228 ACCESSION NUMBER: 0001628280-18-012790 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181019 FILED AS OF DATE: 20181023 DATE AS OF CHANGE: 20181023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEALEY JAMES E CENTRAL INDEX KEY: 0001199801 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38115 FILM NUMBER: 181133731 MAIL ADDRESS: STREET 1: C/O INTERCHANGE FINANCIAL SERVICES CORP STREET 2: PARK 80 W PLAZA TWO CITY: SADDLE BROOK STATE: NJ ZIP: 07663 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Simply Good Foods Co CENTRAL INDEX KEY: 0001702744 STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1225 17TH STREET STREET 2: SUITE 1000 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-633-2840 MAIL ADDRESS: STREET 1: 1225 17TH STREET STREET 2: SUITE 1000 CITY: DENVER STATE: CO ZIP: 80202 4 1 wf-form4_154031293192680.xml FORM 4 X0306 4 2018-10-19 0 0001702744 Simply Good Foods Co SMPL 0001199801 HEALEY JAMES E 1225 17TH STREET, SUITE 1000 DENVER CO 80202 1 0 0 0 Common Stock 2018-10-19 4 X 0 1666 11.50 A 48199 D Common Stock 2018-10-19 4 S 0 1032 D 47167 D Warrants (Right to Buy) 11.5 2018-10-19 4 X 0 1666 0 D 2017-08-06 2022-08-06 Common Stock 1666.0 0 D On October 4, 2018, the issuer announced that, pursuant to the warrant agreement and in connection with a notice of redemption of the warrants, the issuer elected to require that all of its publicly-traded warrants only be exercised on a cashless basis. Accordingly, holders of the warrants are deemed to pay the $11.50 exercise price by the surrender of 0.61885 of a share of common stock of the issuer that such holder would have been entitled to receive upon a cash exercise of such warrants. Therefore, by virtue of the cashless exercise of the warrants, the reporting person will receive 0.38115 of a share of the issuer's common stock for each warrant surrendered for exercise. Represents shares withheld by the issuer to cover the exercise price of the warrants in the cashless exercise. /s/ Timothy A. Matthews, as Attorney-in-Fact for James E. Healey 2018-10-23