0001628280-18-012790.txt : 20181023
0001628280-18-012790.hdr.sgml : 20181023
20181023124228
ACCESSION NUMBER: 0001628280-18-012790
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181019
FILED AS OF DATE: 20181023
DATE AS OF CHANGE: 20181023
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HEALEY JAMES E
CENTRAL INDEX KEY: 0001199801
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38115
FILM NUMBER: 181133731
MAIL ADDRESS:
STREET 1: C/O INTERCHANGE FINANCIAL SERVICES CORP
STREET 2: PARK 80 W PLAZA TWO
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Simply Good Foods Co
CENTRAL INDEX KEY: 0001702744
STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1225 17TH STREET
STREET 2: SUITE 1000
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 303-633-2840
MAIL ADDRESS:
STREET 1: 1225 17TH STREET
STREET 2: SUITE 1000
CITY: DENVER
STATE: CO
ZIP: 80202
4
1
wf-form4_154031293192680.xml
FORM 4
X0306
4
2018-10-19
0
0001702744
Simply Good Foods Co
SMPL
0001199801
HEALEY JAMES E
1225 17TH STREET, SUITE 1000
DENVER
CO
80202
1
0
0
0
Common Stock
2018-10-19
4
X
0
1666
11.50
A
48199
D
Common Stock
2018-10-19
4
S
0
1032
D
47167
D
Warrants (Right to Buy)
11.5
2018-10-19
4
X
0
1666
0
D
2017-08-06
2022-08-06
Common Stock
1666.0
0
D
On October 4, 2018, the issuer announced that, pursuant to the warrant agreement and in connection with a notice of redemption of the warrants, the issuer elected to require that all of its publicly-traded warrants only be exercised on a cashless basis. Accordingly, holders of the warrants are deemed to pay the $11.50 exercise price by the surrender of 0.61885 of a share of common stock of the issuer that such holder would have been entitled to receive upon a cash exercise of such warrants. Therefore, by virtue of the cashless exercise of the warrants, the reporting person will receive 0.38115 of a share of the issuer's common stock for each warrant surrendered for exercise.
Represents shares withheld by the issuer to cover the exercise price of the warrants in the cashless exercise.
/s/ Timothy A. Matthews, as Attorney-in-Fact for James E. Healey
2018-10-23