0000950103-23-004013.txt : 20230313 0000950103-23-004013.hdr.sgml : 20230313 20230313171142 ACCESSION NUMBER: 0000950103-23-004013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230309 FILED AS OF DATE: 20230313 DATE AS OF CHANGE: 20230313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MITCHELL DEAN J CENTRAL INDEX KEY: 0001199297 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36042 FILM NUMBER: 23728178 MAIL ADDRESS: STREET 1: C/O BRISTOL MYERS SQUIBB CO STREET 2: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10164 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRECIGEN, INC. CENTRAL INDEX KEY: 0001356090 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20374 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 BUSINESS PHONE: 301-556-9900 MAIL ADDRESS: STREET 1: 20374 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 FORMER COMPANY: FORMER CONFORMED NAME: INTREXON CORP DATE OF NAME CHANGE: 20060313 4 1 dp190529_4-mitchell.xml FORM 4 X0306 4 2023-03-09 0 0001356090 PRECIGEN, INC. PGEN 0001199297 MITCHELL DEAN J 20374 SENECA MEADOWS PARKWAY GERMANTOWN MD 20876 1 0 0 0 Common Stock 2023-03-09 4 A 0 48290 1.17 A 331836 D Restricted Stock Units 2023-03-09 4 A 0 106837 0 A Common Stock 106837 106837 D Option to Purchase Common Stock (Right to Buy) 1.17 2023-03-09 4 A 0 125489 0 A 2023-03-09 2033-03-09 Common Stock 125489 125489 D The shares were issued to the reporting person in lieu of an annual retainer of $56,500. Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock. The RSUs vest in full on March 9, 2024. /s/ Dean J. Mitchell, by Donald P. Lehr, as attorney-in-fact 2023-03-13