485BPOS 1 l42297e485bpos.htm 485BPOS e485bpos
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
     
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
  o
Pre-Effective Amendment No.
  o
Post-Effective Amendment No. 180
  x
 
    
and/or
 
    
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
  x
Unified Series Trust
(Exact Name of Registrant as Specified In Charter)
2960 North Meridian Street, Suite 300
Indianapolis, Indiana 46208
(Address of Principal Executive Offices) (Zip Code)
Registrant’s Telephone Number, Including Area Code: (317) 917-7000
Brian L. Blomquist
President
2960 N. Meridian St., Suite 300
Indianapolis, Indiana 46208
(Name and Address of Agent for Service)
Copies to:
Dee Anne Sjögren, Esq.
Thompson Coburn LLP
One US Bank Plaza
St. Louis, MO 63101
(314) 552-6295
It is proposed that this filing will become effective:
  x   immediately upon filing pursuant to paragraph (b)
  o   on (date) pursuant to paragraph (b)
  o   60 days after filing pursuant to paragraph (a)(1)
  o   on (date) pursuant to paragraph (a)(1)
  o   75 days after filing pursuant to paragraph (a)(2)
  o   on (date) pursuant to paragraph (a)(2) of rule 485
If appropriate check this box:
  o   this post-effective amendment designates a new effective date for a previously filed post-effective amendment
 
 

 

 

SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this Registration Statement pursuant to Rule 485(b) under the Securities Act of 1933 and it has duly caused this Post-Effective Amendment No. 180 to its Registration Statement on Form N-1A to be signed on its behalf by the undersigned, thereto duly authorized, in the City of Indianapolis and the State of Indiana on April 14, 2011.
         
  UNIFIED SERIES TRUST
 		  
  By:   /s/Brian L. Blomquist *****    
    Brian L. Blomquist, President   
       
 
         
Attest:
 		  
By:   /s/ Christopher E. Kashmerick ****      
  Christopher E. Kashmerick, Treasurer and Chief Financial Officer 
       
 
Pursuant to the requirements of the Securities Act of 1933, as amended, this registration statement has been signed below by the following persons in the capacities and on the date indicated by the consent of all of Registrant’s trustees.
         
Signature   Title   Date
/s/ Brian L. Blomquist *****
 
Brian L. Blomquist		   President   April 14, 2011
/s/ Christopher E. Kashmerick ****
 
Christopher E. Kashmerick		   Treasurer and CFO   April 14, 2011
/s/ Daniel Condon *
 
Daniel Condon		   Trustee   April 14, 2011
/s/ Gary E. Hippenstiel *
 
Gary E. Hippenstiel		   Trustee   April 14, 2011
/s/ Stephen Little *
 
Stephen Little		   Trustee   April 14, 2011
/s/ Ronald Tritschler *
 
Ronald Tritschler		   Trustee   April 14, 2011
/s/ Nancy V. Kelly **
 
Nancy V. Kelly		   Trustee   April 14, 2011
Kenneth Grant ***
 
Kenneth Grant		   Trustee   April 14, 2011
         
     
*/**/***/****/*****  /s/ Carol Highsmith    
  Carol Highsmith, Attorney in Fact   
     
 
 
*   Signed pursuant to a Power of Attorney dated May 21, 2007 and filed with Registrant’s registration statement on Form N-1A on June 21, 2007 and incorporated herein by reference.
 
**   Signed pursuant to a Power of Attorney dated December 12, 2007 and filed with Registrant’s registration statement on Form N-1A on December 17, 2007 and incorporated herein by reference.
 
***   Signed pursuant to a Power of Attorney dated June 19, 2008 and filed with Registrant’s registration statement on Form N-1A on July 3, 2008 and incorporated herein by reference.
 
****   Signed pursuant to a Power of Attorney dated November 23, 2009 and filed with Registrant’s registration statement on Form N-1A on December 1, 2009 and incorporated herein by reference.
 
*****   Signed pursuant to a Power of Attorney dated March 18, 2011 and filed with Registrant’s registration statement on Form N-1A on March 29, 2011 and incorporated herein by reference.

 

 

EXHIBIT INDEX
     
Exhibit Number   Description
EX-101.ins  
XBRL Instance Document
   
 
EX-101.sch  
XBRL Taxonomy Extension Schema Document
   
 
EX-101.cal  
XBRL Taxonomy Extension Calculation Linkbase Document
   
 
EX-101.lab  
XBRL Taxonomy Extension Labels Linkbase
   
 
EX-101.pre  
XBRL Taxonomy Extension Presentation Linkbase Document
   
 
EX-101.def  
XBRL Taxonomy Extension Definition Linkbase

 

 

Huntington Asset Services, Inc.
2960 N. Meridian St., Suite 300
Indianapolis, IN 46208
April 14, 2011
EDGAR CORRESPONDENCE
Securities & Exchange Commission
Division of Investment Management
450 5th Street, NW
Washington, DC 20549
Re:   Unified Series Trust (“Registrant”), SEC File No. 811-21237
Ladies and Gentlemen:
On behalf of the Registrant, attached herewith for filing pursuant to paragraph (b) of Rule 485 under the Securities Act of 1933, as amended (the “1933 Act”), please find Post-Effective Amendment No. 180 to the Trust’s Registration Statement on Form N-1A (“PEA No. 180”). The purpose of PEA No. 180 is to submit various exhibits in XBRL format. These exhibits relate to information contained in Post-Effective Amendment No. 174 to the Trust’s Registration Statement, which was filed on March 30, 2011.
If you have any questions or would like further information, please contact me at (317) 917-7029.
Sincerely,
/s/ Carol J. Highsmith
Carol J. Highsmith
Vice President