0001950047-23-003462.txt : 20230828
0001950047-23-003462.hdr.sgml : 20230828
20230828162400
ACCESSION NUMBER: 0001950047-23-003462
CONFORMED SUBMISSION TYPE: 144
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20230828
DATE AS OF CHANGE: 20230828
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC.
CENTRAL INDEX KEY: 0001383312
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 331151291
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 144
SEC ACT: 1933 Act
SEC FILE NUMBER: 001-33220
FILM NUMBER: 231215944
BUSINESS ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
BUSINESS PHONE: 516-472-5400
MAIL ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
FORMER COMPANY:
FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC
DATE OF NAME CHANGE: 20070126
FORMER COMPANY:
FORMER CONFORMED NAME: BSG LLC
DATE OF NAME CHANGE: 20061212
REPORTING-OWNER:
COMPANY DATA:
COMPANY CONFORMED NAME: DALY RICHARD J
CENTRAL INDEX KEY: 0001198860
FILING VALUES:
FORM TYPE: 144
MAIL ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
144
1
primary_doc.xml
144
0001198860
XXXXXXXX
LIVE
0001383312
BROADRIDGE FINANCIAL SOLUTIONS, INC.
001-33220
5 Dakota Drive
Lake Success
NY
11042
516-472-5400
RICHARD DALY
Director
Common
Morgan Stanley Smith Barney LLC Executive Financial Services
1 New York Plaza
38th Floor
New York
NY
10004
8297
1538267.95
118116862
08/28/2023
NYSE
Common
08/26/2022
Restricted stock vesting under a registered plan
Issuer
N
4080
08/26/2022
Not Applicable
Common
08/26/2022
Restricted stock vesting under a registered plan
Issuer
N
4217
08/26/2022
Not Applicable
N
RICHARD DALY
5 Dakota Drive
Lake Success
NY
11042
Common
08/21/2023
72050
12846068.29
DEBORAH L DALY & RICHARD DALYCO-TTEE EED FAMILY 2014 TRUST U/ADTD 05/28/2014
5 Dakota Drive
Lake Success
NY
11042
Common
08/18/2023
9484
1699156.29
RICHARD DALY
5 Dakota Drive
Lake Success
NY
11042
Common
08/18/2023
31565
5644342.82
RICHARD DALY & DEBORAH L DALYCO-TTEE THE EED 2012 TRUST U/A DTD12/17/2012
5 Dakota Drive
Lake Success
NY
11042
Common
08/18/2023
5000
894559.50
RICHARD DALY & DEBORAH L DALYCO-TTEE THE KLD 2012 TRUST U/A DTD12/17/2012
5 Dakota Drive
Lake Success
NY
11042
Common
08/18/2023
5000
895969.00
08/28/2023
/s/ Richard J. Daly