X0306 4 2014-04-01 0 0001273636 APPLIED GENETIC TECHNOLOGIES CORP AGTC 0001399763 Alta Partners VIII, L.P. ONE EMBARCADERO CENTER, 37TH FLOOR SAN FRANCISCO FL 94111 0 0 1 0 0001198321 CHAMPSI FARAH ONE EMBARCADERO CENTER, 37TH FLOOR SAN FRANCISCO FL 94111 0 0 1 0 0001198325 JANNEY DANIEL ONE EMBARCADERO CENTER, 37TH FLOOR SAN FRANCISCO FL 94111 0 0 1 0 0001198330 NOHRA GUY P ONE EMBARCADERO CENTER, 37TH FLOOR SAN FRANCISCO FL 94111 0 0 1 0 0001399894 Alta Partners Management VIII, LLC ONE EMBARCADERO CENTER, 37TH FLOOR SAN FRANCISCO FL 94111 0 0 1 0 Common Stock 2014-04-01 4 C 0 2828755 A 2828755 I Direct and indirect - see footnotes Common Stock 2014-04-01 4 P 0 155645 12.00 A 2984400 I Direct and indirect - see footnotes Series B-1 Convertible Preferred Stock 2014-04-01 4 C 0 26437934 0.00 D Common Stock 755369 0 I Direct and indirect - see footnotes Series B-2 Convertible Preferred Stock 2014-04-01 4 C 0 49060606 0.00 D Common Stock 1401731 0 I Direct and indirect - see footnotes Series B-3 Convertible Preferred Stock 2014-04-01 4 C 0 23507953 0.00 D Common Stock 671655 0 I Direct and indirect - see footnotes Each share of convertible preferred stock converted automatically into common stock upon the closing of the Issuer's initial public offering, and had no expiration date. The securities are held of record by Alta Partners VIII, L.P. ("APVIII"). Alta Partners Management VIII, LLC ("APMVIII") is the general partner of APVIII. Guy Nohra, Daniel Janney and Farah Champsi are managing directors of APMVIII and exercise shared voting and investment power with respect to the shares owned by APVIII. Each of the reporting persons disclaims beneficial ownership of such securities, except to the extent of his, her or its proportionate pecuniary interest therein. Shares purchased in the Issuer's initial public offering at the initial public offering price of $12.00 per share. Not applicable. /s/ Laurence Randall 2014-04-01 Farah Champsi 2014-04-01 Daniel Janney 2014-04-01 Guy Nohra 2014-04-01 Laurence Randall 2014-04-01