X0306 4 2020-03-02 0 0000099614 TRI-CONTINENTAL CORP TY 0001198287 KING DAVID L 225 FRANKLIN STREET BOSTON MA 02110 0 0 0 1 Portfolio Manager of Issuer Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 63 26.24 A 145700 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 562 26.19 A 146262 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 141 26.09 A 146403 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 100 26.13 A 146503 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 188 26.11 A 146691 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 100 26.175 A 146791 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 292 26.18 A 147083 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 186 26.12 A 147269 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 188 26.115 A 147457 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 100 26.39 A 147557 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 88 26.4 A 147645 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 100 26.355 A 147745 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 260 26.37 A 148005 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 148 26.38 A 148153 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 150 26.36 A 148303 D Tri-Continental Corporation Common Stock 2020-03-01 4 P 0 88 26.62 A 148391 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 54 26.6 A 148445 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 51 26.5 A 148496 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 822 26.29 A 149318 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 247 26.28 A 149565 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 10 26.395 A 149575 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 32 26.46 A 149607 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 247 26.45 A 149854 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 37 26.44 A 149891 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 109 26.43 A 150000 D Joseph D'Alessandro, Power of Attorney 2020-03-03