X0306 4 2020-03-02 0 0000099614 TRI-CONTINENTAL CORP TY 0001198287 KING DAVID L 225 FRANKLIN STREET BOSTON MA 02110 0 0 0 1 Portfolio Manager of Issuer Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 47 25.54 A 140047 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 49 25.51 A 140096 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 200 25.49 A 140296 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 680 25.46 A 140976 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 158 25.45 A 141134 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 141 25.44 A 141275 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 48 25.62 A 141323 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 51 25.74 A 141374 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 376 25.79 A 141750 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 78 25.71 A 141828 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 251 25.70 A 142079 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 178 25.72 A 142257 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 100 25.91 A 142357 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 88 25.90 A 142445 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 58 26.14 A 142503 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 191 26.02 A 142694 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 338 26.00 A 143032 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 51 25.99 A 143083 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 6 26.22 A 143089 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 200 26.295 A 143289 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 240 26.21 A 143529 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 109 26.20 A 143638 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 167 26.16 A 143805 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 100 26.265 A 143905 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 88 26.27 A 143993 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 847 26.30 A 144840 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 188 26.34 A 145028 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 278 26.33 A 145306 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 98 26.35 A 145404 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 233 26.25 A 145637 D Joseph D'Alessandro, Power of Attorney 2020-03-03