0001225208-17-014164.txt : 20170818 0001225208-17-014164.hdr.sgml : 20170818 20170818155029 ACCESSION NUMBER: 0001225208-17-014164 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170818 FILED AS OF DATE: 20170818 DATE AS OF CHANGE: 20170818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEBER ALAN J CENTRAL INDEX KEY: 0001198093 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 171041080 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE STREET 2: SUITE 300 CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4 1 doc4.xml X0306 4 2017-08-18 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001198093 WEBER ALAN J 5 DAKOTA DRIVE LAKE SUCCESS NY 11042 1 Common Stock 2017-08-18 4 M 0 12600.0000 18.9600 A 41685.0000 D Common Stock 2017-08-18 4 S 0 3130.0000 76.5539 D 38555.0000 D Stock Option (Right to Buy) 18.9600 2017-08-18 4 M 0 12600.0000 0.0000 D 2008-04-29 2018-04-28 Common Stock 12600.0000 0.0000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.5523 - $76.56, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Adam D. Amsterdam, Power of Attorney 2017-08-18