0001225208-17-014164.txt : 20170818
0001225208-17-014164.hdr.sgml : 20170818
20170818155029
ACCESSION NUMBER: 0001225208-17-014164
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170818
FILED AS OF DATE: 20170818
DATE AS OF CHANGE: 20170818
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WEBER ALAN J
CENTRAL INDEX KEY: 0001198093
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33220
FILM NUMBER: 171041080
MAIL ADDRESS:
STREET 1: 5 DAKOTA DRIVE
STREET 2: SUITE 300
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC.
CENTRAL INDEX KEY: 0001383312
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
BUSINESS PHONE: 516-472-5400
MAIL ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
FORMER COMPANY:
FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC
DATE OF NAME CHANGE: 20070126
FORMER COMPANY:
FORMER CONFORMED NAME: BSG LLC
DATE OF NAME CHANGE: 20061212
4
1
doc4.xml
X0306
4
2017-08-18
0001383312
BROADRIDGE FINANCIAL SOLUTIONS, INC.
BR
0001198093
WEBER ALAN J
5 DAKOTA DRIVE
LAKE SUCCESS
NY
11042
1
Common Stock
2017-08-18
4
M
0
12600.0000
18.9600
A
41685.0000
D
Common Stock
2017-08-18
4
S
0
3130.0000
76.5539
D
38555.0000
D
Stock Option (Right to Buy)
18.9600
2017-08-18
4
M
0
12600.0000
0.0000
D
2008-04-29
2018-04-28
Common Stock
12600.0000
0.0000
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.5523 - $76.56, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
Adam D. Amsterdam, Power of Attorney
2017-08-18