0001209191-23-049052.txt : 20230911 0001209191-23-049052.hdr.sgml : 20230911 20230911213436 ACCESSION NUMBER: 0001209191-23-049052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230911 FILED AS OF DATE: 20230911 DATE AS OF CHANGE: 20230911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HENNESSY JOHN L CENTRAL INDEX KEY: 0001198046 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37580 FILM NUMBER: 231248906 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alphabet Inc. CENTRAL INDEX KEY: 0001652044 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 611767919 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650-253-0000 MAIL ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-09-11 0 0001652044 Alphabet Inc. GOOG 0001198046 HENNESSY JOHN L C/O ALPHABET INC. 1600 AMPHITHEATRE PKWY MOUNTAIN VIEW CA 94043 1 0 0 0 1 Class C Capital Stock 2023-08-03 4 G 0 2444 0.00 D 3580 D Class C Capital Stock 2023-08-03 4 G 0 2444 0.00 A 7984 I By Trust Class C Capital Stock 2023-09-11 4 S 0 54 136.8717 D 7730 I By Trust Class C Capital Stock 2023-09-11 4 S 0 146 137.459 D 7584 I By Trust Class C Google Stock Units 1480 D Class C Google Stock Units 1840 D Class C Google Stock Units 3160 D Class C Google Stock Units 3889 D Class A Common Stock 33160 I By Trust The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $136.66 to $136.99, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $137.03 to $137.82, inclusive. The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/48th of GSU grant will vest on July 25, 2020 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates. 1/48th of GSU grant vested on July 25, 2021 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates. 1/48th of GSU grant vested on July 25, 2022 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates. 1/48th of GSU grant vested on July 25, 2023 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates. Transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the John L. Hennessy and Andrea J. Hennessy Revocable Trust UAD 10/22/93 on October 28, 2022. /s/ Valentina Margulis, as Attorney-in-Fact for John L. Hennessy 2023-09-11