0001104659-22-102756.txt : 20220923
0001104659-22-102756.hdr.sgml : 20220923
20220923193256
ACCESSION NUMBER: 0001104659-22-102756
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220922
FILED AS OF DATE: 20220923
DATE AS OF CHANGE: 20220923
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LISZT HOWARD P
CENTRAL INDEX KEY: 0001197974
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41472
FILM NUMBER: 221263341
MAIL ADDRESS:
STREET 1: 5929 BAKER ROAD, SUITE 475
CITY: MINNETONKA
STATE: MN
ZIP: 55345
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mill City Ventures III, Ltd
CENTRAL INDEX KEY: 0001425355
STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153]
IRS NUMBER: 900316651
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1907 WAYZATA BOULEVARD
STREET 2: SUITE 205
CITY: WAYZATA
STATE: MN
ZIP: 55391
BUSINESS PHONE: (952) 479-1923
MAIL ADDRESS:
STREET 1: 1907 WAYZATA BOULEVARD
STREET 2: SUITE 205
CITY: WAYZATA
STATE: MN
ZIP: 55391
FORMER COMPANY:
FORMER CONFORMED NAME: POKER MAGIC INC
DATE OF NAME CHANGE: 20080129
4
1
tm2226582-2_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-09-22
0
0001425355
Mill City Ventures III, Ltd
MCVT
0001197974
LISZT HOWARD P
130 LAKE STREET WEST, SUITE 300
WAYZATA
MN
55391
1
0
0
0
Common Stock
20556
D
Common Stock
2022-09-22
4
A
0
4878
2.05
A
25434
D
Of the reported amount, 6,667 common shares are subject to forfeiture pursuant to a restricted stock agreement with the issuer. Forfeiture restrictions on those 6,667 common shares lapse on January 24, 2023.
Shares were acquired by the reporting person pursuant to a stock award made by the issuer, upon approval of the full Board of Directors and election of the reporting person, in lieu of regular cash compensation aggregating $10,000 payable for services as a director for the fiscal quarter ended September 30, 2022. The reported price is the closing market price of the common stock on the date of the stock award.
/s/ Howard P. Liszt
2022-09-23