0001062993-23-021440.txt : 20231124 0001062993-23-021440.hdr.sgml : 20231124 20231124162944 ACCESSION NUMBER: 0001062993-23-021440 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211214 FILED AS OF DATE: 20231124 DATE AS OF CHANGE: 20231124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALSH PAUL S CENTRAL INDEX KEY: 0001197616 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40016 FILM NUMBER: 231436980 MAIL ADDRESS: STREET 1: 8 HENRIETTA PLACE CITY: LONDON STATE: X0 ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vintage Wine Estates, Inc. CENTRAL INDEX KEY: 0001834045 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 871005902 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 937 TAHOE BOULEVARD STREET 2: SUITE 210 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 BUSINESS PHONE: 877-289-9463 MAIL ADDRESS: STREET 1: 937 TAHOE BOULEVARD STREET 2: SUITE 210 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 FORMER COMPANY: FORMER CONFORMED NAME: Bespoke Capital Acquisition Corp DATE OF NAME CHANGE: 20201125 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2021-12-14 0001834045 Vintage Wine Estates, Inc. VWE 0001197616 WALSH PAUL S 937 TAHOE BOULEVARD, SUITE 210 INCLINE VILLAGE NV 89451 1 0 0 0 0 Common Stock 2023-11-22 4 P 0 50000 0.58 A 678793 D Common Stock 2021-12-14 4 P 0 5000 10.23 A 683793 D Warrants to purchase common stock 11.5 2021-08-11 2026-06-08 Common stock 100460 100460 D The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.56 to $0.58, inclusive. Mr. Walsh undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Includes 20,956 RSUs that vest on 11/30/2023. /s/ Kristina L. Johnston, Attorney-in-Fact for Paul S. Walsh 2023-11-24