0001062993-23-013458.txt : 20230613 0001062993-23-013458.hdr.sgml : 20230613 20230613180447 ACCESSION NUMBER: 0001062993-23-013458 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230609 FILED AS OF DATE: 20230613 DATE AS OF CHANGE: 20230613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALSH PAUL S CENTRAL INDEX KEY: 0001197616 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40016 FILM NUMBER: 231012426 MAIL ADDRESS: STREET 1: 8 HENRIETTA PLACE CITY: LONDON STATE: X0 ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vintage Wine Estates, Inc. CENTRAL INDEX KEY: 0001834045 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 937 TAHOE BOULEVARD STREET 2: SUITE 210 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 BUSINESS PHONE: 707-346-3640 MAIL ADDRESS: STREET 1: 937 TAHOE BOULEVARD STREET 2: SUITE 210 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 FORMER COMPANY: FORMER CONFORMED NAME: Bespoke Capital Acquisition Corp DATE OF NAME CHANGE: 20201125 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0407 4 2023-06-09 0001834045 Vintage Wine Estates, Inc. VWE 0001197616 WALSH PAUL S 937 TAHOE BOULEVARD, SUITE 210 INCLINE VILLAGE NV 89451 1 0 0 0 0 Common Stock 2023-06-09 4 J 0 82311 0 A 628793 D Warrants to purchase common stock 11.5 2023-06-09 4 J 0 14351 0 A 2021-08-11 2026-06-08 Common stock 14351 100460 D The transaction reported represents the receipt by the Reporting Person of an in-kind distribution, for no consideration, of shares of common stock of the Issuer from Bespoke Sponsor Capital LP. Includes 20,956 RSUs that vest on 11/30/2023. The transaction reported represents the receipt by the Reporting Person of an in-kind distribution, for no consideration, of warrants to purchase common stock of the Issuer from Bespoke Sponsor Capital LP. /s/ Kristina L. Johnston, Attorney-in-Fact for Paul S. Walsh 2023-06-13