0001289419-14-000234.txt : 20141114 0001289419-14-000234.hdr.sgml : 20141114 20141114104630 ACCESSION NUMBER: 0001289419-14-000234 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141113 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Morningstar, Inc. CENTRAL INDEX KEY: 0001289419 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 363297908 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 22 WEST WASHINGTON STREET CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: (312) 696-6000 MAIL ADDRESS: STREET 1: 22 WEST WASHINGTON STREET CITY: CHICAGO STATE: IL ZIP: 60602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRANCIS CHERYL A CENTRAL INDEX KEY: 0001197386 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51280 FILM NUMBER: 141221376 MAIL ADDRESS: STREET 1: 8237 GREYSTONE COURT CITY: BURR RIDGE STATE: IL ZIP: 60527 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-11-13 0001289419 Morningstar, Inc. MORN 0001197386 FRANCIS CHERYL A C/O MORNINGSTAR, INC. 22 WEST WASHINGTON STREET CHICAGO IL 60602 1 0 0 0 Common Stock 2014-11-13 4 M 0 500 27.3667 A 18203 D Common Stock 2014-11-13 4 S 0 500 70.52 D 17703 D Common Stock (Right to Buy) 27.3667 2014-11-13 4 M 0 500 0 D 2015-05-02 Common Stock 500 4720 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2014. The exercise price increases over the term of the option at a rate equal to the 10-year Treasury bond yield as of the date of the grant ($18.50). On November 13, 2014, the exercise price was $27.3667. The options became exercisable in three equal installments on May 2, 2006, 2007, and 2008. /s/ Heidi Miller, by power of attorney 2014-11-14