0001179110-19-000092.txt : 20190103
0001179110-19-000092.hdr.sgml : 20190103
20190103110458
ACCESSION NUMBER: 0001179110-19-000092
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190101
FILED AS OF DATE: 20190103
DATE AS OF CHANGE: 20190103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EGGEMEYER JOHN M III
CENTRAL INDEX KEY: 0001197257
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51556
FILM NUMBER: 19503978
MAIL ADDRESS:
STREET 1: PO BOX 1329
CITY: RANCHO SANTA FE
STATE: CA
ZIP: 92067
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Guaranty Bancorp
CENTRAL INDEX KEY: 0001324410
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 412150446
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1331 SEVENTEENTH STREET, SUITE 200
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 303-296-9600
MAIL ADDRESS:
STREET 1: 1331 SEVENTEENTH STREET, SUITE 200
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: Centennial Bank Holdings, Inc.
DATE OF NAME CHANGE: 20050420
4
1
edgar.xml
FORM 4 -
X0306
4
2019-01-01
1
0001324410
Guaranty Bancorp
GBNK
0001197257
EGGEMEYER JOHN M III
1331 17TH STREET, STE. 200
DENVER
CO
80202
1
0
0
0
Voting Common Stock
2019-01-01
4
D
0
4224
D
0
D
Voting Common Stock
2019-01-01
4
D
0
76142
D
0
I
By Self as Trustee of the Eggemeyer Family Trust
Voting Common Stock
2019-01-01
4
D
0
48000
D
0
I
By IRA
Voting Common Stock
2019-01-01
4
D
0
10878
D
0
I
By Castle Creek Advisors IV LP
On January 1, 2019 (the "Effective Date"), pursuant to the Agreement and Plan of Reorganization dated as of May 22, 2018, by and between Independent Bank Group, Inc. ("Independent") and Guaranty Bancorp ("Guaranty"), Guaranty merged with and into Independent (the "Merger"). In connection with the Merger each outstanding share of Guaranty common stock, subject to certain limited exceptions, was converted into the right to receive 0.45 of a share of Independent common stock, with cash payable in lieu of a fractional share in an amount equal to the fraction of a share of Independent common stock which the holder would otherwise be entitled to receive multiplied by $51.92. In connection with the Merger, the reporting person has the right to receive, in exchange for all of the shares of Guaranty common stock reported in Table I, an aggregate of 62,658 shares of Independent common stock, with cash payable in lieu of a fractional share of Independent common stock, subject to any required tax
(continued from footnote 1) withholding under applicable law. On December 31, 2018, the last trading day preceding the Effective Date, the closing price of Independent common stock was $45.77 per share.
By: /s/ Christian E. Otteson for: John M. Eggemeyer
2019-01-03