X0304 4 2011-11-30 0 0001324410 Guaranty Bancorp GBNK 0001197257 EGGEMEYER JOHN M III 1331 17TH STREET, STE. 345 DENVER CO 80202 1 0 0 0 Voting Common Stock 2011-11-30 4 P 0 25000 1.3969 A 6740197 I By Castle Creek Capital Partners IV, LP Voting Common Stock 2011-12-01 4 P 0 1400 1.39 A 6741597 I By Castle Creek Capital Partners IV, LP Voting Common Stock 276120 D Voting Common Stock 352500 I By Self as Trustee of the Eggemeyer Family Trust Voting Common Stock 13211 I By Trustees of the GBNK Deferred Compensation Plan Non-Voting Common Stock 5095000 I By Castle Creek Capital Partners IV, LP Castle Creek Capital IV LLC is the sole general partner of Fund IV. Accordingly, securities owned by Fund IV may be regarded as being beneficially owned by Castle Creek Capital IV LLC. John M. Eggemeyer is a controlling person of Castle Creek Capital IV LLC. Accordingly, securities owned or deemed to be owned by Castle Creek Capital IV LLC may be regarded as being beneficially owned by Mr. Eggemeyer. Mr. Eggemeyer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Represents the right to receive value equivalent to 13,211 shares of the Company's voting common stock under the Company's Deferred Compensation Plan, settlable in shares of the Company's voting common stock. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.39 to $1.40, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. On 8/11/2005, reporting person was granted 200,000 shares of restricted stock pursuant to the issuer's 2005 Stock Incentive Plan, with said shares vesting upon the issuer achieving certain performance measures as set forth in an agreement with the reporting person. By: /s/ Zsolt K. Bessko for: John M. Eggemeyer 2011-12-02