0001104659-18-049233.txt : 20180802
0001104659-18-049233.hdr.sgml : 20180802
20180802171252
ACCESSION NUMBER: 0001104659-18-049233
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180516
FILED AS OF DATE: 20180802
DATE AS OF CHANGE: 20180802
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EGGEMEYER JOHN M III
CENTRAL INDEX KEY: 0001197257
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51018
FILM NUMBER: 18989447
MAIL ADDRESS:
STREET 1: PO BOX 1329
CITY: RANCHO SANTA FE
STATE: CA
ZIP: 92067
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bancorp, Inc.
CENTRAL INDEX KEY: 0001295401
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 233016517
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 409 SILVERSIDE ROAD
CITY: WILMINGTON
STATE: DE
ZIP: 19809
BUSINESS PHONE: 302-385-5000
MAIL ADDRESS:
STREET 1: 409 SILVERSIDE ROAD
CITY: WILMINGTON
STATE: DE
ZIP: 19809
4/A
1
a4a.xml
4/A
X0306
4/A
2018-05-16
2018-05-18
0
0001295401
Bancorp, Inc.
TBBK
0001197257
EGGEMEYER JOHN M III
C/O CASTLE CREEK CAPITAL LLC
6051 EL TORDO, PO BOX 1329
RANCHO SANTA FE
CA
92067
1
0
0
0
Common Stock
2018-05-16
4
A
0
7500
A
22500
I
See Footnote
These restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc., were issued to Castle Creek Advisors IV LLC ("Advisors IV"), on behalf of John M. Eggemeyer in his capacity as a member of the Board of Directors of The Bancorp, Inc., on May 16, 2018 and will become fully vested on May 16, 2019.
These securities, which include 15,000 shares of common stock of The Bancorp, Inc. previously issued to Advisors IV on behalf of John M. Eggemeyer in his capacity as a member of the Board of Directors of The Bancorp, Inc., are held directly by Advisors IV. The reporting person disclaims beneficial ownership of all of the securities held by Advisors IV, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
The reporting person is a managing principal of Castle Creek Capital VI LLC, the sole general partner of Castle Creek Capital Partners VI, LP ("Fund VI"). As of May 16, 2018, Fund VI owned 3,026,598 shares of the Issuer's common stock (the "Fund VI Shares"). The reporting person disclaims beneficial ownership of the Fund VI Shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the Fund VI Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. This amendment is being filed to remove the Fund VI Shares that were previously reported in Table I on the Form 4 filed on May 18, 2018, and accordingly to remove the other reporting persons included on the Form 4 filed on May 18, 2018.
/s/ John M. Eggemeyer
2018-08-02