0001209191-17-014777.txt : 20170227 0001209191-17-014777.hdr.sgml : 20170227 20170227163347 ACCESSION NUMBER: 0001209191-17-014777 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170223 FILED AS OF DATE: 20170227 DATE AS OF CHANGE: 20170227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CommScope Holding Company, Inc. CENTRAL INDEX KEY: 0001517228 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 274332098 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 COMMSCOPE PLACE, SE CITY: HICKORY STATE: NC ZIP: 28602 BUSINESS PHONE: 828-324-2200 MAIL ADDRESS: STREET 1: 1100 COMMSCOPE PLACE, SE CITY: HICKORY STATE: NC ZIP: 28602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DRENDEL FRANK M CENTRAL INDEX KEY: 0001196634 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36146 FILM NUMBER: 17642208 MAIL ADDRESS: STREET 1: NEXTEL COMMUNICATIONS INC STREET 2: 2001 EDMUND HALLEY DRIVE CITY: RESTON STATE: VA ZIP: 20191 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-23 0 0001517228 CommScope Holding Company, Inc. COMM 0001196634 DRENDEL FRANK M C/O COMMSCOPE HOLDING COMPANY, INC., 1100 COMMSCOPE PLACE, SE HICKORY NC 28602 1 0 0 0 Common Stock 2017-02-23 4 A 0 17304 0.00 A 2315169 D Common Stock 2017-02-23 4 F 0 1680 37.72 D 2313489 D Common Stock 2017-02-24 4 A 0 9310 0.00 A 2322799 D Common Stock 2017-02-24 4 F 0 2857 37.32 D 2319942 D Common Stock 44550 I By GRAT Common Stock 44550 I By GRAT Common Stock 44550 I By GRAT Common Stock 24750 I By Family Trust Common Stock 184776 I By Marital Trust On February 23, 2016, the reporting person was granted 14,969 performance share units, which number could be increased or decreased based upon the Company's satisfaction of certain performance criteria during the applicable performance period. The performance criteria were exceeded, resulting in a total of 17,304 performance share units earned. The performance share units will vest ratably on 02/23/2018 and 02/23/2019, subject to the reporting person's continued employment with the issuer. On February 24, 2015, the reporting person was granted 11,920 performance share units, which number could be increased or decreased based upon the Company's satisfaction of certain performance criteria during the applicable performance period. The performance criteria were met at a level between threshold and target, resulting in a total of 9,310 performance share units earned. 4,655 performance share units vested on the date shown, and the balance of 4,655 performance share units will vest on 02/24/2018, subject to the reporting person's continued employment with the issuer. Includes (a) 9,980 restricted stock units that were granted on 02/23/2016 and will vest ratably on 02/23/2018 and 02/23/2019; (b) 3,974 restricted stock units that were granted on 02/24/2015 and will vest on 02/24/2018; (c) 17,304 performance share units that were earned on 02/23/2017 and will vest ratably on 02/23/2018 and 02/23/2019; and (d) 4,655 performance share units that were earned on 02/24/2017 and will vest on 02/24/2018, each subject to the reporting person's continued employment with the issuer. /s/Frank B. Wyatt, II, under a Power of Attorney 2017-02-27