0001731122-23-001246.txt : 20230630
0001731122-23-001246.hdr.sgml : 20230630
20230630200021
ACCESSION NUMBER: 0001731122-23-001246
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230628
FILED AS OF DATE: 20230630
DATE AS OF CHANGE: 20230630
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MISSLING CHRISTOPHER U
CENTRAL INDEX KEY: 0001196573
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37606
FILM NUMBER: 231063229
MAIL ADDRESS:
STREET 1: 61 MOULTON ST
CITY: CAMBRIDGE
STATE: MA
ZIP: 02138
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANAVEX LIFE SCIENCES CORP.
CENTRAL INDEX KEY: 0001314052
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 208365999
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 630 5TH AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10111
BUSINESS PHONE: 844-689-3939
MAIL ADDRESS:
STREET 1: 630 5TH AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10111
FORMER COMPANY:
FORMER CONFORMED NAME: Thrifty Printing Inc.
DATE OF NAME CHANGE: 20050111
4
1
ownership.xml
X0407
4
2023-06-28
0
0001314052
ANAVEX LIFE SCIENCES CORP.
AVXL
0001196573
MISSLING CHRISTOPHER U
630 5TH AVENUE
20TH FLOOR
NEW YORK
NY
10111
1
1
0
0
President and CEO
0
Common Stock
2023-06-28
4
M
0
268000
1.60
A
1286210
D
Common Stock
2023-06-28
4
S
0
268000
7.9825
D
1018210
D
Common Stock
2023-06-29
4
M
0
232000
1.60
A
1250210
D
Stock Option (Right to Buy)
1.60
2023-06-28
4
M
0
268000
0
D
2013-07-05
2023-07-05
Common Stock
268000
232000
D
Stock Option (Right to Buy)
1.60
2023-06-29
4
M
0
232000
0
D
2013-07-05
2023-07-05
Common Stock
232000
0
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.95 to $8.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
/s/Christopher Missling
2023-06-30