0001731122-23-001246.txt : 20230630 0001731122-23-001246.hdr.sgml : 20230630 20230630200021 ACCESSION NUMBER: 0001731122-23-001246 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230628 FILED AS OF DATE: 20230630 DATE AS OF CHANGE: 20230630 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MISSLING CHRISTOPHER U CENTRAL INDEX KEY: 0001196573 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37606 FILM NUMBER: 231063229 MAIL ADDRESS: STREET 1: 61 MOULTON ST CITY: CAMBRIDGE STATE: MA ZIP: 02138 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANAVEX LIFE SCIENCES CORP. CENTRAL INDEX KEY: 0001314052 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 208365999 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 630 5TH AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: 844-689-3939 MAIL ADDRESS: STREET 1: 630 5TH AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10111 FORMER COMPANY: FORMER CONFORMED NAME: Thrifty Printing Inc. DATE OF NAME CHANGE: 20050111 4 1 ownership.xml X0407 4 2023-06-28 0 0001314052 ANAVEX LIFE SCIENCES CORP. AVXL 0001196573 MISSLING CHRISTOPHER U 630 5TH AVENUE 20TH FLOOR NEW YORK NY 10111 1 1 0 0 President and CEO 0 Common Stock 2023-06-28 4 M 0 268000 1.60 A 1286210 D Common Stock 2023-06-28 4 S 0 268000 7.9825 D 1018210 D Common Stock 2023-06-29 4 M 0 232000 1.60 A 1250210 D Stock Option (Right to Buy) 1.60 2023-06-28 4 M 0 268000 0 D 2013-07-05 2023-07-05 Common Stock 268000 232000 D Stock Option (Right to Buy) 1.60 2023-06-29 4 M 0 232000 0 D 2013-07-05 2023-07-05 Common Stock 232000 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.95 to $8.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. /s/Christopher Missling 2023-06-30