0001225208-19-008499.txt : 20190523 0001225208-19-008499.hdr.sgml : 20190523 20190523175151 ACCESSION NUMBER: 0001225208-19-008499 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190521 FILED AS OF DATE: 20190523 DATE AS OF CHANGE: 20190523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUCIA WILLIAM C CENTRAL INDEX KEY: 0001209904 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50194 FILM NUMBER: 19851366 MAIL ADDRESS: STREET 1: HEALTH MANAGEMENT SYSTEMS STREET 2: 401 PARK AVENUE S CITY: NEW YORK STATE: NY ZIP: 10021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HMS HOLDINGS CORP CENTRAL INDEX KEY: 0001196501 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 113656261 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5615 HIGH POINT DRIVE CITY: IRVING STATE: TX ZIP: 75038 BUSINESS PHONE: 214-453-3000 MAIL ADDRESS: STREET 1: 5615 HIGH POINT DRIVE CITY: IRVING STATE: TX ZIP: 75038 4 1 doc4.xml X0306 4 2019-05-21 0001196501 HMS HOLDINGS CORP HMSY 0001209904 LUCIA WILLIAM C 5615 HIGH POINT DRIVE IRVING TX 75038 1 1 Chairman, President and CEO Common Stock 2019-05-21 4 M 0 29546.0000 16.7700 A 172878.0000 D Common Stock 2019-05-21 4 S 0 29546.0000 31.5900 D 143332.0000 D Common Stock 2019-05-22 4 M 0 18072.0000 13.9400 A 161404.0000 D Common Stock 2019-05-22 4 M 0 13964.0000 16.7700 A 175368.0000 D Common Stock 2019-05-22 4 S 0 32036.0000 31.5900 D 143332.0000 D Common Stock 636191.0000 I By Lucia Family Trust Nonqualified Stock Option (Right to Buy) 16.7700 2019-05-21 4 M 0 29546.0000 0.0000 D 2022-03-03 Common Stock 29546.0000 13964.0000 D Nonqualified Stock Option (Right to Buy) 13.9400 2019-05-22 4 M 0 18072.0000 0.0000 D 2023-03-01 Common Stock 18072.0000 190261.0000 D Nonqualified Stock Option (Right to Buy) 16.7700 2019-05-22 4 M 0 13964.0000 0.0000 D 2022-03-03 Common Stock 13964.0000 0.0000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.50 to $31.78, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.50 to $31.71, inclusive. These shares are indirectly owned by The William C Lucia Family Trust, a revocable trust for which the Reporting Person is Trustee. Taking into account shares owned both directly and indirectly by family trust, the Reporting Person beneficially owned an aggregate of 779,523 shares following the transactions reported on this Form 4. One-half of the option vested in three equal installments on March 4, 2016, 2017 and 2018. The other one-half of the option vested as follows: two-thirds vested on March 4, 2017 and one-third vested on March 4, 2018. The option vested in three equal installments on March 2, 2017, 2018 and 2019. Kimberly J. Day, as Attorney-in-Fact for William C. Lucia 2019-05-23