X0306
4
2019-05-15
0001196501
HMS HOLDINGS CORP
HMSY
0001209904
LUCIA WILLIAM C
5615 HIGH POINT DRIVE
IRVING
TX
75038
1
1
Chairman, President and CEO
Common Stock
2019-04-02
5
G
0
54457.0000
0.0000
D
143332.0000
D
Common Stock
2019-05-15
4
M
0
1700.0000
16.7700
A
145032.0000
D
Common Stock
2019-05-15
4
S
0
1700.0000
31.6176
D
143332.0000
D
Common Stock
2019-05-16
4
M
0
21078.0000
16.7700
A
164410.0000
D
Common Stock
2019-05-16
4
S
0
21078.0000
31.8108
D
143332.0000
D
Common Stock
2019-05-17
4
M
0
200.0000
16.7700
A
143532.0000
D
Common Stock
2019-05-17
4
S
0
200.0000
31.5000
D
143332.0000
D
Common Stock
2019-04-02
5
G
0
54457.0000
0.0000
A
636191.0000
I
By Lucia Family Trust
Nonqualified Stock Option (Right to Buy)
16.7700
2019-05-15
4
M
0
1700.0000
0.0000
D
2022-03-03
Common Stock
1700.0000
64788.0000
D
Nonqualified Stock Option (Right to Buy)
16.7700
2019-05-16
4
M
0
21078.0000
0.0000
D
2022-03-03
Common Stock
21078.0000
43710.0000
D
Nonqualified Stock Option (Right to Buy)
16.7700
2019-05-17
4
M
0
200.0000
0.0000
D
2022-03-03
Common Stock
200.0000
43510.0000
D
The reported transactions involved a gift of securities by the reporting person to The William C. Lucia Family Trust, a revocable trust for which the reporting person is Trustee.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.60 to $31.69, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.50 to $32.21, inclusive.
These shares are indirectly owned by The William C Lucia Family Trust, a revocable trust for which the Reporting Person is Trustee. Taking into account shares owned both directly and indirectly by family trust, the Reporting Person beneficially owned an aggregate of 779,523 shares following the transactions reported on this Form 4.
One-half of the option vested in three equal installments on March 4, 2016, 2017 and 2018. The other one-half of the option vested as follows: two-thirds vested on March 4, 2017 and one-third vested on March 4, 2018.
Kimberly J. Day, as Attorney-in-Fact for William C. Lucia
2019-05-17