0001225208-19-004028.txt : 20190228 0001225208-19-004028.hdr.sgml : 20190228 20190228184628 ACCESSION NUMBER: 0001225208-19-004028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190226 FILED AS OF DATE: 20190228 DATE AS OF CHANGE: 20190228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sherman Jeffrey Scott CENTRAL INDEX KEY: 0001463145 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50194 FILM NUMBER: 19645844 MAIL ADDRESS: STREET 1: 103 POWELL COURT STREET 2: SUITE 200 CITY: BRENTWOOD STATE: TN ZIP: 37027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HMS HOLDINGS CORP CENTRAL INDEX KEY: 0001196501 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 113656261 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5615 HIGH POINT DRIVE CITY: IRVING STATE: TX ZIP: 75038 BUSINESS PHONE: 214-453-3000 MAIL ADDRESS: STREET 1: 5615 HIGH POINT DRIVE CITY: IRVING STATE: TX ZIP: 75038 4 1 doc4.xml X0306 4 2019-02-26 0001196501 HMS HOLDINGS CORP HMSY 0001463145 Sherman Jeffrey Scott 5615 HIGH POINT DRIVE IRVING TX 75038 1 EVP, CFO, and Treasurer Common Stock 2019-02-26 4 M 0 50209.0000 20.7100 A 218253.0000 D Common Stock 2019-02-26 4 M 0 22247.0000 21.6300 A 240500.0000 D Common Stock 2019-02-26 4 M 0 21801.0000 11.2000 A 262301.0000 D Common Stock 2019-02-26 4 S 0 94257.0000 34.5600 D 168044.0000 D Common Stock 2019-02-27 4 M 0 78199.0000 11.2000 A 246243.0000 D Common Stock 2019-02-27 4 M 0 18306.0000 14.0000 A 264549.0000 D Common Stock 2019-02-27 4 S 0 96505.0000 34.5600 D 168044.0000 D Common Stock 2019-02-28 4 M 0 77664.0000 14.0000 A 245708.0000 D Common Stock 2019-02-28 4 S 0 77664.0000 34.5400 D 168044.0000 D Common Stock 10760.0000 I By Family Trust Nonqualified Stock Option (Right to Buy) 20.7100 2019-02-26 4 M 0 50209.0000 0.0000 D 2021-09-08 Common Stock 50209.0000 0.0000 D Nonqualified Stock Option (Right to Buy) 11.2000 2019-02-26 4 M 0 21801.0000 0.0000 D 2022-11-10 Common Stock 21801.0000 78199.0000 D Nonqualified Stock Option (Right to Buy) 21.6300 2019-02-26 4 M 0 22247.0000 0.0000 D 2021-11-11 Common Stock 22247.0000 0.0000 D Nonqualified Stock Option (Right to Buy) 14.0000 2019-02-27 4 M 0 18306.0000 0.0000 D 2022-11-10 Common Stock 18306.0000 81694.0000 D Nonqualified Stock Option (Right to Buy) 11.2000 2019-02-27 4 M 0 78199.0000 0.0000 D 2022-11-10 Common Stock 78199.0000 0.0000 D Nonqualified Stock Option (Right to Buy) 14.0000 2019-02-28 4 M 0 77664.0000 0.0000 D 2022-11-10 Common Stock 77664.0000 4030.0000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.40 to $35.00, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.39 to $35.00, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.14 to $34.87, inclusive. The option vested in four equal installments on September 8, 2015, 2016, 2017 and 2018. The option vested in three equal installments on November 11, 2016, 2017 and 2018. One-half of the option vested in three equal installments on November 12, 2015, 2016 and 2017. The other one-half of the option was cancelled due to non-satisfaction of certain performance conditions. Kimberly J. Day, as Attorney-in-Fact for Jeffrey S. Sherman 2019-02-28