0001225208-18-016563.txt : 20181212 0001225208-18-016563.hdr.sgml : 20181212 20181212195759 ACCESSION NUMBER: 0001225208-18-016563 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181212 FILED AS OF DATE: 20181212 DATE AS OF CHANGE: 20181212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUCIA WILLIAM C CENTRAL INDEX KEY: 0001209904 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50194 FILM NUMBER: 181231907 MAIL ADDRESS: STREET 1: HEALTH MANAGEMENT SYSTEMS STREET 2: 401 PARK AVENUE S CITY: NEW YORK STATE: NY ZIP: 10021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HMS HOLDINGS CORP CENTRAL INDEX KEY: 0001196501 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 113656261 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5615 HIGH POINT DRIVE CITY: IRVING STATE: TX ZIP: 75038 BUSINESS PHONE: 214-453-3000 MAIL ADDRESS: STREET 1: 5615 HIGH POINT DRIVE CITY: IRVING STATE: TX ZIP: 75038 4 1 doc4.xml X0306 4 2018-12-12 0001196501 HMS HOLDINGS CORP HMSY 0001209904 LUCIA WILLIAM C 5615 HIGH POINT DRIVE IRVING TX 75038 1 1 Chairman, President and CEO Common Stock 2018-12-12 4 M 0 12576.0000 21.3600 A 193976.0000 D Common Stock 2018-12-12 4 S 0 12576.0000 35.2672 D 181400.0000 D Common Stock 581734.0000 I By Lucia Family Trust Nonqualified Stock Option (Right to Buy) 21.3600 2018-12-12 4 M 0 12576.0000 0.0000 D 2020-11-14 Common Stock 12576.0000 19773.0000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.68 to $35.585, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. These shares are indirectly owned by The William C Lucia Family Trust, a revocable trust for which the Reporting Person is Trustee. Taking into account shares owned both directly and indirectly by family trust, the Reporting Person beneficially owned an aggregate of 763,134 shares following the transactions reported on this Form 4. One-half of the option vested in three equal installments on November 15, 2014, 2015 and 2016. The other one-half of the option was cancelled due to non-satisfaction of certain performance conditions. Kimberly J. Day, as Attorney-in-Fact for William C. Lucia 2018-12-12