0001225208-18-016563.txt : 20181212
0001225208-18-016563.hdr.sgml : 20181212
20181212195759
ACCESSION NUMBER: 0001225208-18-016563
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181212
FILED AS OF DATE: 20181212
DATE AS OF CHANGE: 20181212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LUCIA WILLIAM C
CENTRAL INDEX KEY: 0001209904
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50194
FILM NUMBER: 181231907
MAIL ADDRESS:
STREET 1: HEALTH MANAGEMENT SYSTEMS
STREET 2: 401 PARK AVENUE S
CITY: NEW YORK
STATE: NY
ZIP: 10021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HMS HOLDINGS CORP
CENTRAL INDEX KEY: 0001196501
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 113656261
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5615 HIGH POINT DRIVE
CITY: IRVING
STATE: TX
ZIP: 75038
BUSINESS PHONE: 214-453-3000
MAIL ADDRESS:
STREET 1: 5615 HIGH POINT DRIVE
CITY: IRVING
STATE: TX
ZIP: 75038
4
1
doc4.xml
X0306
4
2018-12-12
0001196501
HMS HOLDINGS CORP
HMSY
0001209904
LUCIA WILLIAM C
5615 HIGH POINT DRIVE
IRVING
TX
75038
1
1
Chairman, President and CEO
Common Stock
2018-12-12
4
M
0
12576.0000
21.3600
A
193976.0000
D
Common Stock
2018-12-12
4
S
0
12576.0000
35.2672
D
181400.0000
D
Common Stock
581734.0000
I
By Lucia Family Trust
Nonqualified Stock Option (Right to Buy)
21.3600
2018-12-12
4
M
0
12576.0000
0.0000
D
2020-11-14
Common Stock
12576.0000
19773.0000
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.68 to $35.585, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
These shares are indirectly owned by The William C Lucia Family Trust, a revocable trust for which the Reporting Person is Trustee. Taking into account shares owned both directly and indirectly by family trust, the Reporting Person beneficially owned an aggregate of 763,134 shares following the transactions reported on this Form 4.
One-half of the option vested in three equal installments on November 15, 2014, 2015 and 2016. The other one-half of the option was cancelled due to non-satisfaction of certain performance conditions.
Kimberly J. Day, as Attorney-in-Fact for William C. Lucia
2018-12-12