0001225208-18-016305.txt : 20181206 0001225208-18-016305.hdr.sgml : 20181206 20181206171159 ACCESSION NUMBER: 0001225208-18-016305 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181203 FILED AS OF DATE: 20181206 DATE AS OF CHANGE: 20181206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: South Teresa CENTRAL INDEX KEY: 0001537047 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50194 FILM NUMBER: 181221492 MAIL ADDRESS: STREET 1: 401 PARK AVENUE SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HMS HOLDINGS CORP CENTRAL INDEX KEY: 0001196501 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 113656261 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5615 HIGH POINT DRIVE CITY: IRVING STATE: TX ZIP: 75038 BUSINESS PHONE: 214-453-3000 MAIL ADDRESS: STREET 1: 5615 HIGH POINT DRIVE CITY: IRVING STATE: TX ZIP: 75038 4 1 doc4.xml X0306 4 2018-12-03 0001196501 HMS HOLDINGS CORP HMSY 0001537047 South Teresa 5615 HIGH POINT DRIVE IRVING TX 75038 1 EVP HR, Chief Admin. Officer Common Stock 2018-12-03 4 M 0 2277.0000 21.3600 A 103696.0000 D Common Stock 2018-12-03 4 M 0 623.0000 27.7900 A 104319.0000 D Common Stock 2018-12-03 4 S 0 2900.0000 35.7408 D 101419.0000 D Common Stock 2018-12-04 4 M 0 1500.0000 21.3600 A 102919.0000 D Common Stock 2018-12-04 4 S 0 1500.0000 35.5473 D 101419.0000 D Nonqualified Stock Option (Right to Buy) 27.7900 2018-12-03 4 M 0 623.0000 0.0000 D 2019-10-04 Common Stock 623.0000 0.0000 D Nonqualified Stock Option (Right to Buy) 21.3600 2018-12-03 4 M 0 2277.0000 0.0000 D 2020-11-14 Common Stock 2277.0000 19243.0000 D Nonqualified Stock Option (Right to Buy) 21.3600 2018-12-04 4 M 0 1500.0000 0.0000 D 2020-11-14 Common Stock 1500.0000 17743.0000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.50 to $36.30, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.50 to $35.64, inclusive. One-half of the option vested in three equal installments on December 31, 2013, 2014 and 2015. The other one-half of the option vested as follows: one-third vested on December 31, 2013, one-third vested on October 5, 2014 and one-third vested on October 5, 2015. One-half of the option vested in three equal installments on November 15, 2014, 2015 and 2016. The other one-half of the option was cancelled due to non-satisfaction of certain performance conditions. Kimberly J. Day, as Attorney-in-Fact for Teresa South 2018-12-06