0001179110-12-013695.txt : 20120905 0001179110-12-013695.hdr.sgml : 20120905 20120905164513 ACCESSION NUMBER: 0001179110-12-013695 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120905 FILED AS OF DATE: 20120905 DATE AS OF CHANGE: 20120905 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HMS HOLDINGS CORP CENTRAL INDEX KEY: 0001196501 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 113656261 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 PARK AVENUE SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2126854545 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUCIA WILLIAM C CENTRAL INDEX KEY: 0001209904 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50194 FILM NUMBER: 121074419 MAIL ADDRESS: STREET 1: HEALTH MANAGEMENT SYSTEMS STREET 2: 401 PARK AVENUE S CITY: NEW YORK STATE: NY ZIP: 10021 4 1 edgar.xml FORM 4 - X0306 4 2012-09-05 0 0001196501 HMS HOLDINGS CORP HMSY 0001209904 LUCIA WILLIAM C 401 PARK AVENUE SOUTH NEW YORK NY 10016 0 1 0 0 CEO Common Stock 2012-09-05 4 M 0 15000 7.9966 A 279960 D Common Stock 2012-09-05 4 S 0 15000 34.80 D 264960 D Non Qualified Stock Option (Right to Buy) 7.9966 2012-09-05 4 M 0 15000 0 D 2008-10-01 2015-09-30 Common Stock 15000 0 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2011. Of which 82,938 are restricted stock awards granted on February 19, 2009 pursuant to the Third 2006 Amended and Restated Stock Plan (the "2006 Stock Plan") and 54,786 are restricted stock units granted on February 17, 2011 pursuant to the 2006 Stock Plan. Date shown is the date of grant. Fifty percent of the options vested annually in 1/3 increments over a period of three years commencing on December 31, 2009. The remaining 50% vested on December 31, 2011 based on the Issuer's achievement of certain pre-defined performance criteria and the Reporting Persons satisfaction of certain service conditions. Only represents the derivitive securities in this class. Walter D. Hosp by Power of Attorney for William C. Lucia 2012-09-05