144 0001196484 XXXXXXXX LIVE 0000820027 AMERIPRISE FINANCIAL INC. 001-32525 General Counsel's Office 1098 Ameriprise Financial Center Minneapolis MN 55474 612-671-3000 James M. Cracchiolo Officer Director Common Stock American Enterprise Investment Services, Inc.

1350 Ameriprise Financial Center Minneapolis MN 55474

9616 3404106.05 104178786 08/03/2023 NYSE Common Stock 08/03/2023 Employee Stock Options Ameriprise Financial, Inc. N 9616 08/03/2023 Non-Qualified Stock Options Net Exercise Y 08/03/2023 /s/ Wendy B. Mahling, as Attorney-in-Fact for James M. Cracchiolo