0001209191-16-148675.txt : 20161107 0001209191-16-148675.hdr.sgml : 20161107 20161107171320 ACCESSION NUMBER: 0001209191-16-148675 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161103 FILED AS OF DATE: 20161107 DATE AS OF CHANGE: 20161107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERDING JOHN B CENTRAL INDEX KEY: 0001196316 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 161979124 MAIL ADDRESS: STREET 1: 250 EAST FIFTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-03 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0001196316 BERDING JOHN B 301 EAST FOURTH STREET 27TH FLOOR CINCINNATI OH 45202 1 1 0 0 President of Subsidiary Common Stock 2016-11-03 4 M 0 10000 27.20 A 85296.661 D Common Stock 2016-11-03 4 S 0 10000 76.0225 D 75296.661 D Common Stock 233 I By Trust Common Stock 4159 I ESPP Common Stock 1264.097 I 401(k) Stock Option Exercise 27.20 2016-11-03 4 M 0 10000 0.00 D 2018-02-21 Common 10000 10000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.89 to $76.14, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1). Shares allocated to the Reporting Person's account under the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reported herein is based on a plan statement dated as of 12/31/2015. Represents shares held in the Issuer's 401(k) Retirement and Savings Plan. The number of shares of Common Stock is based on a Plan Statement dated as of 12/31/2015. These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date. John B. Berding By: Karl J. Grafe, as Attorney-in-Fact 2016-11-07