X0306 4 2016-02-08 0001568669 PENNYMAC FINANCIAL SERVICES, INC. PFSI 0001196045 MAZZELLA JOSEPH F C/O PENNYMAC FINANCIAL SERVICES, INC. 6101 CONDOR DRIVE MOORPARK CA 93021 1 Class A Common Stock 2016-02-08 4 A 0 1644 12.81 A 25076 D The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the second quarter of 2015. This transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. The reported amount consists of 9,693 restricted stock units and 15,383 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. /s/ Derek W. Stark, attorney-in-fact for Mr. Mazzella 2016-02-10