0001209191-14-078564.txt : 20141231 0001209191-14-078564.hdr.sgml : 20141231 20141231160559 ACCESSION NUMBER: 0001209191-14-078564 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141229 FILED AS OF DATE: 20141231 DATE AS OF CHANGE: 20141231 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AxoGen, Inc. CENTRAL INDEX KEY: 0000805928 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 411301878 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13859 PROGRESS BLVD. STREET 2: SUITE 100 CITY: ALACHUA STATE: FL ZIP: 32615 BUSINESS PHONE: (386) 462-6817 MAIL ADDRESS: STREET 1: 13859 PROGRESS BLVD. STREET 2: SUITE 100 CITY: ALACHUA STATE: FL ZIP: 32615 FORMER COMPANY: FORMER CONFORMED NAME: LECTEC CORP /MN/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCARREY SHAWN F CENTRAL INDEX KEY: 0001195924 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36046 FILM NUMBER: 141318721 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-12-29 0 0000805928 AxoGen, Inc. AXGN 0001195924 MCCARREY SHAWN F 13631 PROGRESS BOULEVARD SUITE 400 ALACHUA FL 32615 0 1 0 0 SVP of Sales Employee Stock Option (right to buy) 3.67 2014-12-29 4 A 0 10000 0.00 A 2015-12-29 2021-12-29 Common Stock 10000 113000 D All shares pursuant to the employee stock option will be fully vested on December 29, 2018 (4 years from the option grant date) based upon a vesting schedule whereby 25% of the aggregate shares vest on December 29, 2015 (12 months from the option grant date) and an additional 12.5% of the aggregate shares each 6 months thereafter. /s/Shawn McCarrey 2014-12-31