0001127602-14-010494.txt : 20140306 0001127602-14-010494.hdr.sgml : 20140306 20140306163825 ACCESSION NUMBER: 0001127602-14-010494 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140305 FILED AS OF DATE: 20140306 DATE AS OF CHANGE: 20140306 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASHLAND INC. CENTRAL INDEX KEY: 0001305014 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160] IRS NUMBER: 200865835 STATE OF INCORPORATION: KY FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 50 EAST RIVERCENTER BLVD., 16TH FLOOR CITY: COVINGTON STATE: KY ZIP: 41012 BUSINESS PHONE: 859-815-3483 MAIL ADDRESS: STREET 1: 50 EAST RIVERCENTER BLVD., 16TH FLOOR CITY: COVINGTON STATE: KY ZIP: 41012 FORMER COMPANY: FORMER CONFORMED NAME: New EXM Inc. DATE OF NAME CHANGE: 20041004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHAEFER GEORGE A JR CENTRAL INDEX KEY: 0001195811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32532 FILM NUMBER: 14673481 MAIL ADDRESS: STREET 1: 851 DELAWARE RIDGE LANE CITY: CINCINNATI STATE: OH ZIP: 45226 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-03-05 0001305014 ASHLAND INC. ASH 0001195811 SCHAEFER GEORGE A JR 851 DELAWARE RIDGE LANE CINCINNATI OH 45226 1 Common Stock 2014-03-05 4 M 0 9975 42.58 A 13711 D Common Stock 2014-03-05 4 S 0 9975 94.49 D 3736 D Stock Options (Right to Buy) 42.58 2014-03-05 4 M 0 9975 0 D 2005-07-27 2015-02-27 Common Stock 9975 0 D Includes 1,000 shares of unvested Restricted Stock. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $94.32 to $94.62, inclusive. The reporting person undertakes to provide to Ashland Inc., any security holder of Ashland Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Stock options (represents a right to buy Ashland Common Stock) under Ashland's Stock Incentive Plan. The stock option includes a tax withholding feature pursuant to the plan. /s/ Jennifer I. Henkel, Attorney-in-Fact 2014-03-06